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Former SEC officials analyze ambitious SEC rulemaking and enforcement
27 Jan 2022, 10:33 am by John Jascob
The panel was moderated by former SEC Commissioner Robert Jackson, Jr. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
SEC names CorpFin Acting Director and Senior Policy Advisor for Climate and ESG
2 Feb 2021, 7:51 am by John Jascob
John Coates replaces former Director Bill Hinman, who departed the SEC last December. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Weekly Roundup: July 24–30, 2020
31 Jul 2020, 6:02 am
McIntosh, Wachtell, Lipton, Rosen & Katz, on Saturday, July 25, 2020 Tags: Comment Letter on DOL Proposed Rule on ESG Investments Posted by Robert A.G. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: April 10–16, 2020
17 Apr 2020, 5:55 am
Hinman, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement by Commissioner Jackson on Proposed Resource Extraction Rule
21 Dec 2019, 7:09 am
Posted by Robert J. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement by Commissioner Jackson on Reducing Investor Protections around Private Markets
20 Dec 2019, 6:10 am
Posted by Robert J. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement of Commissioner Robert Jackson on Proposals to Restrict Shareholder Voting
5 Nov 2019, 11:34 am
Posted by Robert J. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
No Action Process—Letter from Five Investor Organizations to SEC Division of Corporate Finance
21 Sep 2019, 6:17 am
Securities and Exchange Commission The Honorable Robert J. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Joint Statement on Proposed Changes to Regulation S-K
28 Aug 2019, 6:17 am
Posted by Robert J. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement on Proxy-Advisor Guidance
22 Aug 2019, 12:50 pm
Posted by Robert J. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Disclosure issues dominate PLI panel on SEC Corp Fin issues
14 Jun 2019, 5:59 am by John Jascob
Regarding Brexit, Raminpour recommended consulting Corporation Finance Director Bill Hinman’s March 2019 speech in London where he outlined six Brexit-related disclosure questions that the staff will have in mind when evaluating annual reports. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Statement on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition
10 May 2019, 6:18 am
Posted by Robert J. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Statement on Financial Disclosure
3 May 2019, 1:48 pm
Posted by Robert J. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Weekly Roundup: March 15-21, 2019
22 Mar 2019, 6:27 am
Hinman, U.S. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
Proxy voting mechanics and technology examined at SEC roundtable
20 Nov 2018, 7:18 am by John Jascob
Robert Schifellite, president of investor communications at Broadridge, said that his company is making very significant investments in blockchain, including a pilot program with Bank Santander as well as blockchain pilots in the U.S. with five issuers and a couple of custodians. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Coalition of state treasurers opposes forced arbitration in shareholder agreements
10 Jul 2018, 5:00 am by John Jascob
CorpFin Director William Hinman reiterated Clayton’s stance during congressional testimony in April. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Robert Evans III Named Chief of the Office of International Corporate Finance in SEC’s Division of Corporation Finance
6 Oct 2017, 1:41 pm by Mark Astarita
The Securities and Exchange Commission today announced that Robert Evans III has been named Chief of the Office of International Corporate Finance in the agency’s Division of Corporation Finance. [read post]
Securities Law Blog - http://seclaw.blogspot.com/
Corp Fin’s New Deputy Director: Rob Evans
21 Jun 2017, 3:01 am by Liz Dunshee
Rob comes to the SEC from Shearman & Sterling – he worked there with Corp Fin Director Bill Hinman before Bill moved to Simpson Thacher. [read post]
TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/
Recent Developments at the SEC for Retailers
31 May 2017, 8:55 am by Scott H. Kimpel
He has begun assembling his front office staff, and wasted no time in appointing William Hinman as director of the Division of Corporation Finance and Robert Stebbins as general counsel. [read post]
Hunton Retail Law Resource Blog - https://www.huntonretailindustryblog.com/
Recent Developments at the SEC for Retailers
31 May 2017, 8:55 am by Scott H. Kimpel
He has begun assembling his front office staff, and wasted no time in appointing William Hinman as director of the Division of Corporation Finance and Robert Stebbins as general counsel. [read post]
Hunton Retail Law Resource Blog - https://www.huntonretailindustryblog.com/