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24 May 2024, 7:39 am
The post SEC v. [read post]
24 May 2024, 6:30 am
Bebchuk (Harvard Law School), on Tuesday, May 21, 2024 Tags: delaware, Delaware General Corporation Law, Delaware law, DGCL, moelis, stockholder agreements Chancery Subjects Reincorporation to Entire Fairness, Delaware Supreme Court Says Not So Fast Posted by Mark Thierfelder, Eric Siegel, and Richard Horvath, Dechert LLP, on Wednesday, May 22, 2024 Tags: delaware, Delaware Court of Chancery, Delaware law, Nevada, Palkon v Maffei, TripAdvisor The SEC as an Entrepreneurial Enforcer… [read post]
24 May 2024, 6:30 am
Bebchuk (Harvard Law School), on Tuesday, May 21, 2024 Tags: delaware, Delaware General Corporation Law, Delaware law, DGCL, moelis, stockholder agreements Chancery Subjects Reincorporation to Entire Fairness, Delaware Supreme Court Says Not So Fast Posted by Mark Thierfelder, Eric Siegel, and Richard Horvath, Dechert LLP, on Wednesday, May 22, 2024 Tags: delaware, Delaware Court of Chancery, Delaware law, Nevada, Palkon v Maffei, TripAdvisor The SEC as an Entrepreneurial Enforcer… [read post]
24 May 2024, 6:00 am
Cryptocurrency Bill Passes US House Despite SEC OppositionPYMNTS – May 22, 2024 A bill said to provide consumer protections and regulatory certainty around digital assets was passed by the U.S. [read post]
24 May 2024, 2:00 am
The SEC adopted final rules requiring, inter alia, disclosure of material cybersecurity incidents on Form 8-K. [read post]
23 May 2024, 9:05 pm
That fund is similar to the funds created to pay whistleblowers under the SEC, CFTC, and AML whistleblower laws. [read post]
23 May 2024, 9:01 pm
At a minimum, audit committees should be heeding the advice in the February 2024 statement from the SEC’s Office of Chief Accountant, which suggested committees evaluate whether and how they consider things like results of PCAOB inspections, industry expertise of the engagement team, sufficient involvement and leadership by the audit partner, the appropriateness of time spent and staffing and any changes in hours or staffing from previous audits. [read post]
23 May 2024, 9:01 pm
The cybersecurity rules that the Commission adopted on July 26, 2023[*] require public companies to disclose material cybersecurity incidents under Item 1.05 of Form 8-K.[1] If a company chooses to disclose a cybersecurity incident for which it has not yet made a materiality determination, or a cybersecurity incident that the company determined was not material, the Division of Corporation Finance encourages the company to disclose that cybersecurity incident under a different item of Form 8-K… [read post]
23 May 2024, 9:00 pm
The Fifth Circuit has vacated the SEC’s Share Repurchase Disclosure Rule. [read post]
23 May 2024, 10:50 am
., Sec. 3706). [read post]
23 May 2024, 7:11 am
(ICE) and nine subsidiaries including the New York Stock Exchange (NYSE) agreed to pay a $10 million penalty to resolve SEC charges relating to notification of a cyber intrusion. [read post]
23 May 2024, 6:30 am
SEC Adopts, then Stays, Final Rules on Climate-Related Disclosures On March 6, 2024, the SEC adopted its long anticipated final rules on climate-related disclosures, which it had originally proposed in March 2022. [read post]
23 May 2024, 6:30 am
SEC Adopts, then Stays, Final Rules on Climate-Related Disclosures On March 6, 2024, the SEC adopted its long anticipated final rules on climate-related disclosures, which it had originally proposed in March 2022. [read post]
23 May 2024, 5:27 am
As a result, most climate cases that find relief, fall under a small set of constitutional tools, particularly the Commerce Clause (Article I, Sec. 8, Cl. 3), which grants the government wide latitude to regulate activities that affect the economy. [read post]
23 May 2024, 3:30 am
Yesterday, the SEC posted this notice & request for comment for a proposed Nasdaq rule change that would amend Rules 5605, 5615 and 5810 to make the following (and other non-substantive) changes: – Clarify and modify the phase-in schedules to the independent director and committee requirements for IPOs by amending Rule 5615: To include the text of the phase-in provisions of SEC Rule 10A-3 regarding the number of independent audit committee members required… [read post]
23 May 2024, 3:15 am
” The bill only allows the SEC 60 days to contest any self-certification. [read post]
23 May 2024, 3:00 am
” The SEC’s press release has this to say in a quote by Enforcement Director Gurbir Grewal: Under Reg SCI, [intermediaries] have to immediately notify the SEC of cyber intrusions into relevant systems that they cannot reasonably estimate to be de minimis events right away. [read post]
22 May 2024, 2:27 pm
Secretary of State Antony Blinken testifying before Senate Foreign Relations Committee on May 21, 2024 in Washington (Kent Nishimura/Getty Images) The post Sec. [read post]
22 May 2024, 1:02 pm
The SEC had previously issued a proposed rule for comment in the Federal Register in April 2023. [read post]
22 May 2024, 11:18 am
Clearly, the SEC likes problems to be self-reported. [read post]
