Search for: "SEC V SHAW"
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21 Mar 2024, 2:49 pm
FNN Airs Episode 7 of Between the Lines with ACUS On the latest episode of ACUS’s podcast series, Between the Lines, Chair Andrew Fois, ACUS Public Member Kate Shaw, and ACUS Senior Fellow Christopher Walker explore how two important administrative law cases pending before the Supreme Court, SEC v. [read post]
19 Feb 2024, 3:07 pm
Art I Sec. 36.06(b). [read post]
24 Oct 2023, 9:01 pm
Shaw.[10] That is the highest penalty on record for a standalone violation of the rule. [read post]
22 Aug 2023, 9:15 am
This West Chester lawmaker invited her testimony, chair says,” Ohio Capital Journal (July 14, 2021). [2] The Disinformation Dozen (2021), [3] Shaw v. [read post]
16 Aug 2023, 10:52 am
In SEC v. [read post]
14 Aug 2023, 5:36 am
This paper is much narrower—Sunstein is really unpacking some of the conservative SCOTUS bloc’s internal debates about the MQD in Biden v. [read post]
29 Jun 2023, 3:33 pm
New Relists Muldrow v. [read post]
3 Apr 2023, 4:20 am
Allstate Insurance Company, Defendants (Memorandum and Order, United States District Court for the Eastern District of New York) Latest SEC budget request emphasizes an enforcement agenda (April 4, 2023 by Dan Shaw) Industry Group Calls on Finra to Drop Series 7 Sponsorship Requirement (Financial IQ by Sam Del Rowe) Financial Professionals Coalition, Ltd. [read post]
3 Apr 2023, 4:20 am
Allstate Insurance Company, Defendants (Memorandum and Order, United States District Court for the Eastern District of New York) Goldman Sachs gets $3M FINRA fine for 60 million short sale errors (Financial Planning by Victoria Zhuang) Latest SEC budget request emphasizes an enforcement agenda (Financial Planning by Dan Shaw) Industry Group Calls on Finra to Drop Series 7 Sponsorship Requirement (Financial IQ by Sam Del Rowe) ... [read post]
3 Apr 2023, 4:20 am
Allstate Insurance Company, Defendants (Memorandum and Order, United States District Court for the Eastern District of New York) Goldman Sachs gets $3M FINRA fine for 60 million short sale errors (Financial Planning by Victoria Zhuang) Latest SEC budget request emphasizes an enforcement agenda (Financial Planning by Dan Shaw) ... [read post]
21 Feb 2023, 3:12 am
Offers Historic Clearinghouse of Resources / Industry’s Disenfranchised Men and Women Now Have Solutions (Financial Professionals Coalition Press Release) Industry vets form organization to stand up for individual advisors (Financial Planning by Dan Shaw) United States Supreme Court Precludes Bankruptcy Discharge of Debt Obtained By Fraud Regardless of Petitioner's CulpabilityKate Marie Bartenwerfer, Petitioner, v. [read post]
11 Oct 2022, 7:16 am
In 1985, in Smith v. [read post]
20 Sep 2022, 12:11 pm
Louis on behalf of Marriott Int’l, Inc. v. [read post]
6 Jul 2022, 10:39 pm
Shaw, who was in charge of the ITC investigation of an Ericsson v. [read post]
9 Jun 2022, 7:45 am
SEC. [read post]
31 May 2022, 5:57 am
On May 18, 2022, the Fifth Circuit held in Jarkesy v. [read post]
19 May 2022, 10:01 am
Trade Representative.Just yesterday, IPWatchdog published an opinion piece by former two-term ITC chair Deanna Tanner Okun warning against weakening the ITC's Sec. 337 remedy (import bans) with respect to SEPs. [read post]
4 Oct 2021, 2:32 pm
Importantly, as the SEC recognized, the United States Supreme Court held in Aaron v. [read post]
18 Jul 2021, 11:22 am
When Marjorie Taylor Greene came under fire for propagating lies about Jewish space lasers and other fantastical conspiracy theories, she did not apology. [read post]
