Search for: "SEC v. Levy"
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12 Apr 2024, 6:25 am
In Sheetz v. [read post]
14 Mar 2024, 9:08 am
Under the new law, CARB can levy fines of up to $500,000 per year for violations thereunder. [read post]
28 Nov 2023, 9:05 pm
Speaking of jury trials – or rather, the lack of them – today is the day that the SCOTUS will hear arguments in SEC v. [read post]
31 Oct 2023, 7:41 am
In Smith v. [read post]
5 Sep 2023, 1:17 pm
The SEC’s investigation was conducted by Payam Danialypour, Oreste McClung, and Frank Goodrich and was supervised by Kimberly Frederick, Brendan McGlynn, Nikolay V. [read post]
30 Jun 2023, 10:24 am
Circuit case, Rapoport v. [read post]
15 Feb 2023, 10:26 am
[1] ITFA Sec. [read post]
6 Dec 2022, 9:00 pm
CIPA Sec. 6. [read post]
21 Oct 2022, 9:21 am
(SEC). [read post]
7 Oct 2022, 6:08 am
The panel went on to affirm that one of the appellants used false zip codes to appear as a retail investor and confirmed that the penalties and injunctions imposed were within the district court's discretion (SEC v. [read post]
16 Jun 2022, 9:05 pm
Our bipartisan Working Group is comprised of leading academics, former Commission officials, and market participants who have studied and overseen development of SEC rules for decades, including: Fifteen former senior SEC officials, including four SEC Chairs, five SEC Commissioners, five SEC General Counsel, and four Directors of the SEC’s Division of Corporation Finance; Seventeen senior scholars of corporate, securities and administrative… [read post]
31 May 2022, 5:57 am
On May 18, 2022, the Fifth Circuit held in Jarkesy v. [read post]
7 May 2022, 7:53 pm
“Illinois has adopted the limits as expressed in federal law, the most that can be withheld from a weekly wage for family support purposes is 50% or 60% of the weekly earnings, depending on the circumstances” Crank v. [read post]
11 Jan 2022, 1:55 am
Key Findings Twenty-one states and the District of Columbia had significant tax changes take effect on January 1, 2022 Five states (Arizona, Arkansas, Louisiana, North Carolina, and Oklahoma) cut individual income taxes effective January 1. [read post]
10 Dec 2021, 4:59 am
Securities and Exchange Commission, on Friday, December 3, 2021 Tags: Accounting standards, Foreign issuers, Holding Foreign Companies Accountable Act, International governance, PCAOB, Sarbanes–Oxley Act, SEC, SEC rulemaking, Securities regulation SEC’s New Approach to No-Action Requests for Shareholder ESG Proposals Posted by Era Anagnosti, Maia Gez, and Scott Levi, White & Case LLP,… [read post]
30 Nov 2021, 1:22 pm
Indeed, at the time of the Delaware Supreme Court’s 2019 landmark Marchand v. [read post]
16 Sep 2021, 1:34 pm
That case, Texas v. [read post]
11 Aug 2021, 9:03 pm
In addition, Levy and Glicksman suggest that the reasoning in a more recent Supreme Court decision—Seila Law LLC v. [read post]
13 Jul 2021, 5:30 am
The SEC was established in the 1930s to prevent another Great Depression. [read post]
9 Jul 2021, 7:07 am
On the last day of the month, it levied $70 million in sanctions on Robinhood Financial, the largest financial penalty ever imposed by FINRA. [read post]
