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The Original Public Meaning of Investment Contract
1 Jun 2024, 6:30 am
It has assumed outsized importance in the Securities and Exchange Commission’s (SEC’s) enforcement actions against entities that have made public offerings of unregistered securities. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
The Original Public Meaning of Investment Contract
1 Jun 2024, 6:30 am
It has assumed outsized importance in the Securities and Exchange Commission’s (SEC’s) enforcement actions against entities that have made public offerings of unregistered securities. [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Case Summaries: N.C. Court of Appeals (May 7, 2024)
9 May 2024, 9:32 am by Alex Phipps
After the exchange became heated, defendant shot and killed the driver. [read post]
North Carolina Criminal Law Blog - http://nccriminallaw.sog.unc.edu/
SEC Chair Gensler on Final Rules Regarding Mandatory Climate Risk Disclosures
6 Mar 2024, 9:03 pm by renholding
[5] Commission Guidance Regarding Disclosure Related to Climate Change, Release No. 33-9106 (Feb. 2, 2010) [75 FR 6290 (Feb. 8, 2010)] [6] See Basic Inc. v. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Weekly Roundup: January 19-25, 2024
26 Jan 2024, 6:30 am
Securities and Exchange Commission, on Thursday, January 25, 2024 Tags: IPOs, SEC, Shell Companies, SPACs, Special purpose acquisition companies [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Weekly Roundup: January 19-25, 2024
26 Jan 2024, 6:30 am
Securities and Exchange Commission, on Thursday, January 25, 2024 Tags: IPOs, SEC, Shell Companies, SPACs, Special purpose acquisition companies [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Top Regulatory News of 2023
28 Dec 2023, 9:05 pm by Noah Brown
Supreme Court’s decision in Dobbs v. [read post]
RegBlog - https://www.theregreview.org/
Independent Financial Group: Complaints & Regulatory Actions
27 Dec 2023, 6:09 pm by The White Law Group
  FINRA, the regulator that oversees brokers and brokerage firms, and the Securities and Exchange Commission may impose regulatory actions against a broker-dealer such as censures, fines, suspensions and restitution, among others. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Article III and Seventh Amendment Challenges to Agency Adjudication in the Lower Courts, by Matthew Wiener & Jonathan Wiersema
24 Nov 2023, 6:08 pm by Guest Author
From Matthew Wiener: On November 29, 2023, the Supreme Court will hear argument in Securities and Exchange Commission v. [read post]
Notice & Comment - https://www.yalejreg.com/nc/
News You Can Use Digest – November 17, 2023
17 Nov 2023, 3:00 am by Jim Sedor
Supreme Court’s ruling in Dobbs v. [read post]
Lobby Comply Blog - https://stateandfed.com/lobbycomply/feed
Davis Polk Discusses Recent SEC and CFTC Enforcement Actions
3 Oct 2023, 9:01 pm by renholding
July 3, 2023, settled) SEC v. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
News You Can Use Digest – September 29, 2023
29 Sep 2023, 4:00 am by Jim Sedor
Yahoo News – Ken Dilanian and Frank Thorp V (NBC News) | Published: 9/27/2023 U.S. [read post]
Lobby Comply Blog - https://stateandfed.com/lobbycomply/feed
Weekly Roundup: September 8-14, 2023
15 Sep 2023, 6:30 am
Securities and Exchange Commission, on Thursday, September 14, 2023 Tags: 2008 Financial Crisis, ESG, Nonprofits, SEC [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
Weekly Roundup: September 8-14, 2023
15 Sep 2023, 6:30 am
Securities and Exchange Commission, on Thursday, September 14, 2023 Tags: 2008 Financial Crisis, ESG, Nonprofits, SEC [read post]
The Harvard Law School Corporate Governance Blog - https://corpgov.law.harvard.edu/
Will the Common Good Guys Come to the Shootout in SEC v. Jarkesy? And Why It Matters
5 Sep 2023, 9:05 pm by renholding
Supreme Court next term of Securities and Exchange Commission v. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Volume IV of The Major Questions Doctrine Reading List, by Beau J. Baumann
14 Aug 2023, 5:36 am by Guest Author
This paper is much narrower—Sunstein is really unpacking some of the conservative SCOTUS bloc’s internal debates about the MQD in Biden v. [read post]
Notice & Comment - https://www.yalejreg.com/nc/
SEC Commissioner Peirce Dissents from Rules on Cybersecurity Disclosure
26 Jul 2023, 9:01 pm by renholding
Moreover, the Commission has failed to explain why we need this rule. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
The last grants of October Term 2022?
29 Jun 2023, 3:33 pm by John Elwood
(relisted after the June 22 conference) Securities and Exchange Commission v. [read post]
SCOTUSblog - http://www.scotusblog.com/
SEC Commissioner Speaks on Shareholder Proposals, Proxy Statements, and Rule 14a-8
27 Jun 2023, 9:01 pm by renholding
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/
Davis Polk Discusses Ninth Circuit Decision on Forum Selection Clauses
11 Jun 2023, 9:01 pm by renholding
Securities & Exchange Commission (SEC) regarding Gap’s efforts to “consider diversity in nominating directors and hiring executives. [read post]
The CLS Blue Sky Blog - https://clsbluesky.law.columbia.edu/