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7 Jun 2024, 11:00 pm
Organizations must incorporate human-centric security. [read post]
7 Jun 2024, 11:00 pm
Organizations must incorporate human-centric security. [read post]
7 Jun 2024, 1:18 pm
On June 10, 2022, the Securities and Exchange Commission (SEC) filed a civil lawsuit against Michael Mooney, Britt Wright, and Penny Flippen, former investment advisers for Southport Capital, in the U.S. [read post]
7 Jun 2024, 10:50 am
The Securities and Exchange Commission charged three persons with fraud for selling unregistered membership interests in LLCs that purported to invest in shares of pre-IPO companies, first on behalf of StraightPath Venture Partners LLC, the subject of the Commission’s emergency action in May 2022, and, later, on behalf of Legend Venture Partners LLC, the subject of the Commission’s emergency action in June 2023. [read post]
7 Jun 2024, 9:30 am
The Securities and Exchange Commission today charged three individuals with fraud for selling unregistered membership interests in LLCs that purported to invest in shares of pre-IPO companies, first on behalf of StraightPath Venture Partners LLC, the…Read the Full Press Release Have a securities law question? [read post]
7 Jun 2024, 3:30 am
Court of Appeals for the Fifth Circuit vacated the “Private Funds Rules,” which the Securities and Exchange Commission (the “SEC”) adopted on August 23, 2023. [read post]
7 Jun 2024, 3:20 am
His remarks were titled “Eras Tour of the Securities and Exchange Commission | The SEC’s 90th Anniversary” and he opened by saying: How did Taylor Swift break all-time records with the Eras Tour? [read post]
6 Jun 2024, 10:00 pm
In a unanimous decision published on June 5, 2024, the US Court of Appeals for the Fifth Circuit vacated the entire set of regulations, including amendments to existing rules (collectively, the Rules), adopted by the US Securities and Exchange Commission (SEC) in August 2023. [read post]
6 Jun 2024, 10:00 pm
In a unanimous decision published on June 5, 2024, the US Court of Appeals for the Fifth Circuit vacated the entire set of regulations, including amendments to existing rules (collectively, the Rules), adopted by the US Securities and Exchange Commission (SEC) in August 2023. [read post]
6 Jun 2024, 10:00 pm
In a unanimous decision published on June 5, 2024, the US Court of Appeals for the Fifth Circuit vacated the entire set of regulations, including amendments to existing rules (collectively, the Rules), adopted by the US Securities and Exchange Commission (SEC) in August 2023. [read post]
6 Jun 2024, 10:00 pm
In a unanimous decision published on June 5, 2024, the US Court of Appeals for the Fifth Circuit vacated the entire set of regulations, including amendments to existing rules (collectively, the Rules), adopted by the US Securities and Exchange Commission (SEC) in August 2023. [read post]
6 Jun 2024, 10:00 pm
In a unanimous decision published on June 5, 2024, the US Court of Appeals for the Fifth Circuit vacated the entire set of regulations, including amendments to existing rules (collectively, the Rules), adopted by the US Securities and Exchange Commission (SEC) in August 2023. [read post]
6 Jun 2024, 10:00 pm
In a unanimous decision published on June 5, 2024, the US Court of Appeals for the Fifth Circuit vacated the entire set of regulations, including amendments to existing rules (collectively, the Rules), adopted by the US Securities and Exchange Commission (SEC) in August 2023. [read post]
6 Jun 2024, 9:05 pm
Securities and Exchange Commission from 2018 to 2020. [read post]
6 Jun 2024, 9:05 pm
Biden vetoed a resolution to preserve a Securities and Exchange Commission (SEC) rule requiring institutions to record digital assets as liabilities on their balance sheets. [read post]
6 Jun 2024, 2:03 pm
Facebook now petitions for review, supported by “friend of the court” briefs from law professors and former Securities and Exchange Commission officials, by the Chamber of Commerce and other industry groups, and by the Washington Legal Foundation. [read post]
6 Jun 2024, 3:30 am
As John noted last week, the SEC turns 90 today, marking the anniversary of the enactment of the Securities Exchange Act of 1934. [read post]
5 Jun 2024, 9:05 pm
Securities and Exchange Commission from 2018 to 2020. [read post]
5 Jun 2024, 9:01 pm
The National Credit Union Administration is expected to re-propose the same rule in the near future, and the Securities and Exchange Commission has included a rulemaking to implement Section 956 of Dodd-Frank on its rulemaking agenda. [read post]
5 Jun 2024, 3:38 pm
” FINRA, the regulator that oversees brokers and brokerage firms, and the Securities and Exchange Commission may impose regulatory actions against a broker-dealer such as censures, fines, suspensions and restitution, among others. [read post]
