Search for: "Securities and Exchange Commission v. Brooks"
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21 Dec 2016, 7:33 am
Securities and Exchange Commission to affirm Bassam Salman's conviction because, under Dirks, the jury could infer that Salman's tipper personally benefited from making a gift of confidential information to a trading relative. [read post]
9 May 2012, 7:00 am
The staff of the Securities and Exchange Commission (“SEC”) recently released a study on the cross-border scope of the private right of action under Section 10(b) of the Securities Exchange Act of 1934 (the “Exchange Act”), 15 U.S.C. [read post]
4 May 2016, 9:15 pm
Securities and Exchange Commission, urges courts to take the next logical step and rule that it is not. [read post]
11 Jan 2018, 3:01 am
SEC, challenge to constitutionality of SEC use of administrative law judges [Thaya Brook Knight, Cato; Knight and Ilya Shapiro in August; Kevin Daley, Daily Caller] Cyan v. [read post]
1 Nov 2010, 5:00 am
In a win for the Securities and Exchange Commission (“SEC”) and Department of Justice (“DOJ”), the Second Circuit Court of Appeals, reversed a settlement in a shareholder derivative case against DHB Industries, Inc. [read post]
12 Mar 2024, 12:27 pm
This article delves into the cases of Loper Bright and Jarkesy and illustrates how challenges to the current power exercised by administrative agencies may impact the regulatory landscape for public companies, the Securities and Exchange Commission (“SEC”), and market integrity. [read post]
16 Dec 2017, 4:55 am
The military commissions are still in full gear. [read post]
2 Apr 2017, 9:05 pm
U.S.; more on case from Amy Howe at SCOTUSBlog on oral argument and from Lynch at The Hill] Tags: Antonin Scalia, Cato Institute, CFPB, constitutional law, jury nullification, mens rea, Securities and Exchange Commission, Supreme Court Supreme Court and constitutional law roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
27 Nov 2014, 12:00 am
[xxxviii] Since Bitcoin has gained so much traction from people investing in bitcoins as capital assets, it seems fitting that the Securities and Exchange Commission (“SEC”) regulate it, as the SEC’s mission is to monitor the capital markets to ensure investors are operating in a fair and efficient marketplace. [read post]
19 Feb 2021, 9:30 pm
Brummer, Georgetown Law, delivered the keynote address in the Securities and Exchange Commission’s observance of Black History Month. [read post]
8 Oct 2010, 8:34 am
In Cohen v. [read post]
12 Nov 2012, 12:04 pm
Most recently, the EEOC secured approval of another settlement in EEOC v. [read post]
27 Jun 2015, 6:21 am
This week’s Lawfare Podcast featured a discussion of another crucial military commissions case, Al Bahlul v. [read post]
21 Aug 2022, 9:01 pm
In issuing an Advance Notice of Proposed Rulemaking (ANPR), the Commission is seeking comments from the public on the extent and effects of various commercial surveillance and data security practices, as well as on various approaches to crafting rules to govern these practices and the attendant tradeoffs. [read post]
6 Oct 2018, 5:11 am
Matthew Kahn posted the Oct. 1 joint unclassified filings in the Qassim v. [read post]
15 Sep 2017, 3:20 am
SEC] Between FATCA and the Patriot Act, American extraterritorial banking rules keep wreaking havoc on other countries [Ernesto Londono, New York Times on Uruguay legal marijuana businesses] “Congress Can Rescind the CFPB’s Gift to Trial Lawyers” Ted Frank, WSJ] “Absent Reform, Little Relief in Sight from Chronic “Merger Tax” Class-Action Litigation” [Anthony Rickey, WLF] Tags: arbitration, banks, CFPB, extraterritoriality, regulation through… [read post]
14 May 2012, 4:33 am
The commission decided that following a breach of Clause 3, the newspaper had taken sufficient remedial action. [read post]
26 May 2016, 9:05 pm
[Kevin LaCroix] “Insider Trading: The Unknowable Crime” [Thaya Brook Knight and Ilya Shapiro on Cato amicus brief in Salman v. [read post]
17 Apr 2016, 9:05 pm
Newman” [Richard Epstein, Yale Law Journal on Second Circuit’s decision via Stoll] DoJ cracks down on big-investor activism — at least when of a sort antitrust enforcers don’t like [Matt Levine] Tags: antitrust, Department of Justice, Elizabeth Warren, guns, NYC, Operation Choke Point, Securities and Exchange Commission Banking and finance roundup is a post from Overlawyered - Chronicling the high cost of our legal system [read post]
3 Apr 2024, 9:01 pm
As is customary, my remarks this morning are in my official capacity as Director of the Securities and Exchange Commission’s Division of Enforcement, and do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff. [read post]
