Search for: "Securities and Exchange Commission v. Hill"
Results 1 - 20
of 166
Sort by Relevance
|
Sort by Date
15 May 2024, 9:01 pm
Following an investigation by the SEC’s Division of Enforcement, the Commission institutes an administrative proceeding and finds that because of the mutual conflict of interest created by the audit firm’s provision of non-audit services at reduced rates in exchange for being chosen as the company’s auditor, the audit firm and audit partner were not independent within the meaning of Rule 2-01(b) of Regulation S-X. [read post]
15 Feb 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
3 Jan 2024, 7:54 am
Securities & Exchange Commission v. [read post]
13 Dec 2023, 4:54 am
Brad Dress reports for The Hill. [read post]
1 Dec 2023, 3:00 am
The wave of lawmakers across chambers and parties comes at a time of dysfunction on Capitol Hill, primarily instigated by House Republicans. [read post]
1 Dec 2023, 12:15 am
In support, Judge White quotes Hill v. [read post]
17 Nov 2023, 3:00 am
Exclusive: 5 Senate Banking Dems demand more details on corporate lobbying strategy Yahoo News – Taylor Giorno (The Hill) | Published: 11/15/2023 Five Democrats who sit on the Senate Banking Committee urged the Securities and Exchange Commission to require companies to disclose more details on their corporate lobbying strategy to shareholders. [read post]
13 Oct 2023, 4:00 am
Menendez Indictment Revives Concerns Over Money and Influence in Politics Yahoo News – Taylor Giorno (The Hill) | Published: 10/11/2023 U.S. [read post]
29 Sep 2023, 4:00 am
Yahoo News – Ken Dilanian and Frank Thorp V (NBC News) | Published: 9/27/2023 U.S. [read post]
20 Sep 2023, 5:50 am
The case is captioned Gambrill v. [read post]
1 Sep 2023, 4:00 am
The justices faced heightened security risks, Thomas noted, after the leak of the court’s majority opinion to overturn Roe v. [read post]
24 Aug 2023, 9:05 pm
Securities and Exchange Commission (SEC) voted to reform transparency rules for private equity and hedge funds, which together manage about $20 trillion in assets. [read post]
14 Jul 2023, 5:42 pm
(FTC probing company behind ChatGPT over data security, false information: report, The Hill 13 July 2023).This regulatory flank attack was focused on consumer production and security for public facing interactions between generative AI and socio-economic activity. [read post]
2 May 2023, 12:51 pm
” They include: Commodity Futures Trading Commission Department of Justice MIMF Unit Federal Bureau of Investigation Federal Trade Commission Internal Revenue Service Secret Service Securities and Exchange Commission. [read post]
17 Apr 2023, 5:50 am
The court found that the influencer could not give stock tips without an Australian Financial Services Licence and he was ordered to pay the legal bills of the Australian Securities and Investments Commission, who filed the claim. [read post]
27 Mar 2023, 9:01 pm
In particular, the Second Circuit in SEC v. [read post]
1 Feb 2023, 9:01 pm
The passage of the Securities Act and the Exchange Act, and the authority that Congress gave to the Commission, reflected an intentional and marked departure from that dark default. [read post]
26 Jan 2023, 7:45 pm
Supreme Court said it cannot identify the person who in the spring leaked a draft of the opinion that overturned Roe v. [read post]
15 Jan 2023, 2:35 pm
This article explores guidelines from the Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) and provides practical strategies for corporations to navigate the investigation process. [read post]
4 Dec 2022, 3:30 am
Almost inevitably, the exchanges were inconclusive. [read post]
