Search for: "Securities and Exchange Commission v. Lee"
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1 Jun 2024, 6:30 am
It has assumed outsized importance in the Securities and Exchange Commission’s (SEC’s) enforcement actions against entities that have made public offerings of unregistered securities. [read post]
1 Jun 2024, 6:30 am
It has assumed outsized importance in the Securities and Exchange Commission’s (SEC’s) enforcement actions against entities that have made public offerings of unregistered securities. [read post]
17 Mar 2024, 9:05 pm
Securities and Exchange Commission violates the constitutional separation of powers and the right to a jury trial. [read post]
1 Mar 2024, 3:00 am
However, in State v. [read post]
15 Feb 2024, 9:08 pm
Authors: Ray Giblett, James Morris, Rajaee Rouhani, Stephen Lee, Jeremy Moller, Charles Nugent-Young, Merren Taylor, Timothy Chan, Joshua Kan, Dylan Sault and Steven Li Welcome to our first wrap up of the year! [read post]
22 Jan 2024, 9:01 pm
You are probably well acquainted with its successor, rule 506.[2] Prior to the adoption of former rule 146 in April 1974, the Commission did not have rules interpreting section 4(2) of the Securities Act.[3] As a result, issuers faced uncertainty in determining whether a sale of securities did not involve “any public offering” and in applying case law on the topic, including the Supreme Court’s decision in SEC v. [read post]
16 Jan 2024, 8:05 am
Securities and Exchange Commission (SEC). [read post]
6 Dec 2023, 2:35 am
The Hong Kong Stock Exchange (HKEX) has imposed D&I requirements on its members. [read post]
1 Dec 2023, 3:00 am
Yahoo News – Michael Bender and Anjali Huynh (New York Times) | Published: 11/29/2023 Since the Supreme Court overturned Roe v. [read post]
24 Nov 2023, 6:08 pm
From Matthew Wiener: On November 29, 2023, the Supreme Court will hear argument in Securities and Exchange Commission v. [read post]
25 Oct 2023, 9:05 pm
” In our article, we argue that the commission’s proposal is likely to withstand scrutiny under the Supreme Court’s recent decision in West Virginia v. [read post]
7 Oct 2023, 4:51 pm
GermanyUser v. [read post]
14 Aug 2023, 5:36 am
This paper is much narrower—Sunstein is really unpacking some of the conservative SCOTUS bloc’s internal debates about the MQD in Biden v. [read post]
29 Jun 2023, 10:26 am
Securities and Exchange Commission (SEC), the SEC Whistleblower Reform Act of 2023 “will help ensure that the SEC Whistleblower Program remains an indispensable tool in the Commission’s efforts to police wrongdoing and protect investors. [read post]
27 Jun 2023, 9:01 pm
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]
18 Jun 2023, 6:30 am
Sternheim, Lee T. [read post]
18 Jun 2023, 6:30 am
Sternheim, Lee T. [read post]
11 Jun 2023, 9:01 pm
This decision, Lee v. [read post]
9 Jun 2023, 8:36 am
The commission believes that Amgen will be able to offer discounts on its existing portfolio of blockbuster products in order to secure quasi-exclusive “preferred placement” on insurance-company formularies, thereby blocking potential rivals to Horizon’s new rare-disease drugs from entering the market. [read post]
9 Jun 2023, 8:36 am
The commission believes that Amgen will be able to offer discounts on its existing portfolio of blockbuster products in order to secure quasi-exclusive “preferred placement” on insurance-company formularies, thereby blocking potential rivals to Horizon’s new rare-disease drugs from entering the market. [read post]
