Search for: "Securities and Exchange Commission v. Provision Operation Systems et al"
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24 Mar 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
6 Mar 2024, 9:03 pm
[5] Commission Guidance Regarding Disclosure Related to Climate Change, Release No. 33-9106 (Feb. 2, 2010) [75 FR 6290 (Feb. 8, 2010)] [6] See Basic Inc. v. [read post]
4 Mar 2024, 5:56 pm
The ABA Business Law Section Backgrounder may be accessed HERE. 1UNITED STATES DISTRICT COURTNORTHERN DISTRICT OF ALABAMANORTHEASTERN DIVISIONNATIONAL SMALL BUSINESS )UNITED, d/b/a the NATIONAL )SMALL BUSINESS )ASSOCIATION, et al., ))Plaintiffs, ))v. ) Case No. 5:22-cv-1448-LCB)JANET YELLEN, in her official )capacity as Secretary of the )Treasury, et al., ))Defendants. )MEMORANDUM OPINIONThe late Justice Antonin Scalia once remarked that federal judges… [read post]
25 Jan 2024, 4:06 am
See Feigenbaum, et al., supra. [read post]
26 Jul 2023, 9:01 pm
Moreover, the Commission has failed to explain why we need this rule. [read post]
19 Jul 2023, 9:05 pm
The Securities and Exchange Commission regulations on climate disclosure, first proposed in March 2022 and likely to be issued in final form in October 2023,[1] have drawn considerable controversy and face an uncertain fate in the inevitable litigation.[2] Much less attention has gone to two bills that are moving toward adoption in California. [read post]
9 May 2023, 9:01 pm
There is reason to believe the SEC’s new universal proxy Rule 14a-19 will result in more stockholder nominees being elected to the boards of public companies. [read post]
1 Feb 2023, 9:01 pm
The passage of the Securities Act and the Exchange Act, and the authority that Congress gave to the Commission, reflected an intentional and marked departure from that dark default. [read post]
8 Dec 2022, 6:06 am
We cannot successfully cooperate with the rest of the world in establishing a reign of law unless we are prepared to have that law sometimes operate against what would be our national advantage. [read post]
18 Jul 2022, 2:46 pm
ClientEarth alleges several “serious shortcomings” in Shell’s strategy, including that the net zero emissions target is not reflected in Shell’s operating plans or budgets and the reduction targets do not involve reductions in absolute greenhouse gas emissions. [read post]
16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. [read post]
29 Dec 2021, 12:00 pm
In Milieudefensie et al. v. [read post]
1 Nov 2021, 3:20 am
/ p. 532-542 Abstract This article discusses the recent judgment of the District Court of The Hague in Milieudefensie et al. v. [read post]
16 Feb 2021, 2:23 pm
Further, litigating Securities Act claims in federal court ensures that all of the provisions of the Private Securities Litigation Reform Act are enforced. [read post]
16 Mar 2020, 1:54 pm
This would be significant to the extent it opens an avenue to primary liability for a class of persons who previously may only have faced secondary liability under the statutory “aiding and abetting provision,” which contains no private right of action and is therefore only enforceable by the Securities and Exchange Commission. [read post]
23 Oct 2019, 8:36 am
Khalid Shaikh Mohammad et al. [read post]
30 Sep 2019, 12:44 pm
Working on a “handshake” agreement for commissions, Ms. [read post]
2 Apr 2019, 6:50 am
The only way to ensure that the injunction order attained its objective was to have it apply where Google operated — globally. [read post]
24 Jan 2019, 2:36 pm
Securities and Exchange Commission (SEC). [read post]
24 Oct 2018, 4:33 pm
By way of background, on September 20th, 2017, Securities and Exchange Commission (SEC) Chairman Jay Clayton announced a data breach into the SEC’s Electronic Data Gathering and Retrieval (EDGAR) system, a vast database that contains information about company earnings, share dealings by top executives and corporate activity such as mergers and acquisitions. [read post]
