Search for: "Securities and Exchange Commission v. Stein"
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15 Feb 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
13 Feb 2024, 9:05 pm
Supreme Court in West Virginia v. [read post]
13 Oct 2023, 4:00 am
In exchange, he allegedly used his influence to protect three businesspeople and benefit the government of Egypt. [read post]
11 Oct 2023, 11:17 am
Standing to raise bankruptcy claims Truck Insurance Exchange v. [read post]
15 Jan 2023, 2:35 pm
This article explores guidelines from the Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) and provides practical strategies for corporations to navigate the investigation process. [read post]
29 Dec 2022, 12:15 am
According to the Securities and Exchange Commission, a DAO is a " term used to describe a 'virtual' organization embodied in computer code and executed on a distributed ledger or blockchain". [read post]
26 Aug 2022, 4:00 am
White Coats in the State Capital: OB-GYNs become political force in abortion wars Yahoo News – Alice Miranda Ollstein and Megan Messerly (Politico) | Published: 8/22/2022 Physicians, many of whom have never mobilized politically, are banding together in the wake of the Supreme Court overturning Roe v. [read post]
29 Jul 2022, 4:00 am
Stephen Buyer, Former GOP Congressman, Accused of Insider Trading MSN – Hamza Shaban (Washington Post) | Published: 7/25/2022 The Securities and Exchange Commission charged former U.S. [read post]
6 May 2022, 4:00 am
National/Federal A Decision to Overturn Roe v. [read post]
13 Aug 2021, 4:00 am
The investment, especially the delayed reporting of it, alarmed experts in corporate and securities law, who said it raised questions about whether Paul’s family profited from nonpublic information about the looming health emergency and plans by the U.S. government to combat it. [read post]
4 Dec 2020, 6:15 am
Securities and Exchange Commission), William D. [read post]
16 Oct 2020, 12:55 pm
Securities and Exchange Commission 20-276Issue: Whether Congress has implicitly stripped federal district courts of jurisdiction to adjudicate separation-of-powers challenges to the authority of the Security and Exchange Commission’s administrative law judges to preside over enforcement proceedings. [read post]
17 Oct 2019, 7:00 am
Inc. v. [read post]
1 Aug 2019, 11:54 am
Supreme Court’s March 2018 decision in Cyan, Inc. v. [read post]
31 Jan 2019, 2:03 pm
A version of this article previously was published on Securities Docket. [read post]
19 Oct 2018, 6:08 am
Stein, U.S. [read post]
4 May 2018, 6:00 am
Last night, the Securities and Exchange Commission weighed in in a big way, dropping their version of a fiduciary standard late after a vote of 4 to 1. [read post]
19 Apr 2018, 9:30 pm
Securities and Exchange Commission (SEC) voted 4-1 to seek public comment on proposed rules protecting personal investors. [read post]
23 Mar 2018, 6:23 am
Stein, U.S. [read post]
12 Mar 2018, 12:42 am
Securities and Exchange Commission (“SEC”) issued further interpretive guidance to assist public companies in preparing disclosures about cybersecurity risks and incidents (the “2018 SEC Guidance”). [read post]
