Search for: "Securities and Exchange Commission v. Williams et al"
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18 Apr 2024, 9:01 pm
Or, it may discuss security risks or competitive risks from AI. [read post]
16 Jan 2024, 1:19 pm
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
19 Jul 2023, 9:05 pm
The Securities and Exchange Commission regulations on climate disclosure, first proposed in March 2022 and likely to be issued in final form in October 2023,[1] have drawn considerable controversy and face an uncertain fate in the inevitable litigation.[2] Much less attention has gone to two bills that are moving toward adoption in California. [read post]
9 May 2023, 9:01 pm
There is reason to believe the SEC’s new universal proxy Rule 14a-19 will result in more stockholder nominees being elected to the boards of public companies. [read post]
22 Feb 2023, 1:07 pm
And it may help judges prevent (or call into question) misrepresentations about David v. [read post]
6 Feb 2023, 1:37 pm
Securities and Exchange Commission (SEC) in implementing Section 404. [read post]
21 Aug 2022, 9:01 pm
In issuing an Advance Notice of Proposed Rulemaking (ANPR), the Commission is seeking comments from the public on the extent and effects of various commercial surveillance and data security practices, as well as on various approaches to crafting rules to govern these practices and the attendant tradeoffs. [read post]
18 Jul 2022, 2:46 pm
In the following guest post, ISS Securities Class Action Services and the FOX Williams law jointly report on the current state of play in European Class Actions. [read post]
16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. [read post]
31 Mar 2021, 3:02 am
Our conclusion is consistent with Kruger et al. [read post]
10 Nov 2020, 3:00 am
Donald Glaser et al., 937 F.3d 1191 (9th Cir. 2019), on remand, 2020 U.S. [read post]
23 Oct 2019, 8:36 am
Khalid Shaikh Mohammad et al. [read post]
30 Sep 2019, 12:44 pm
Working on a “handshake” agreement for commissions, Ms. [read post]
25 Jul 2019, 12:35 pm
William Barr et al. [read post]
17 Dec 2018, 8:18 am
Blockvest LLC et al., case number 3:18-cv-02287, denied the SEC’s Motion for Preliminary Injunction to enjoin Blockvest’s ICO on the SEC’s claim that Blockvest’s pre-ICO capital raising was a securities law violation. [read post]
24 Oct 2018, 4:33 pm
By way of background, on September 20th, 2017, Securities and Exchange Commission (SEC) Chairman Jay Clayton announced a data breach into the SEC’s Electronic Data Gathering and Retrieval (EDGAR) system, a vast database that contains information about company earnings, share dealings by top executives and corporate activity such as mergers and acquisitions. [read post]
2 Aug 2018, 6:21 am
Last week, the military commission in United States v. [read post]
10 Jul 2018, 5:17 pm
[i] In the fall of 2017, the SEC commenced three separate enforcement actions against individuals and defendants seeking to conduct ICOs (i.e., SEC v PlexCorps et al., SEC v. [read post]
23 Apr 2018, 1:20 am
Supreme Court issued its unanimous decision in Cyan, Inc. v. [read post]
7 Mar 2018, 12:35 pm
Khalid Sheikh Mohammed et al. [read post]
