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10 Mar 2024, 5:04 pm by INFORRM
The regulator has also fined a life insurance company £80,000 for conducting a predatory campaign comprising of almost 48,000 unsolicited, spam phone calls. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
The National Venture Capital Association Revises its Model Legal Documents. [read post]
If a firm fails to meet this requirement, it shall make contributions to the disabled employment security fund  (which is used to support the employment and livelihood of disabled persons). [read post]
15 Dec 2022, 8:00 am by CFM Admin
 RIAs or managers filing as exempt reporting advisers (“ERAs”) with the SEC or a state securities authority must file an annual amendment to their Form ADV within 90 days of the end of their fiscal year. [read post]
15 Dec 2022, 4:00 am by CFM Admin
 RIAs or managers filing as exempt reporting advisers (“ERAs”) with the SEC or a state securities authority must file an annual amendment to their Form ADV within 90 days of the end of their fiscal year. [read post]
11 Oct 2022, 9:22 am by David Kopel
That article is cited in the Justice Gorsuch's dissent in Oklahoma v. [read post]
4 Apr 2022, 8:00 am by INFORRM
On 31 March 2022 an application was heard in the case of Soriano v Societe D’Exploitation De L’Hebdomadaire Le Point (S.E.B.D.O). [read post]
8 Dec 2021, 11:27 am by CFM Admin
Registered CPOs and CTAs must prepare and file Annual Questionnaires and Annual Registration Updates with the National Futures Association (“NFA”), as well as submit payment for annual maintenance fees and NFA membership dues. [read post]
8 Dec 2021, 7:27 am by CFM Admin
Registered CPOs and CTAs must prepare and file Annual Questionnaires and Annual Registration Updates with the National Futures Association (“NFA”), as well as submit payment for annual maintenance fees and NFA membership dues. [read post]
22 Dec 2020, 9:43 am by CFM Admin
RIAs or managers filing as exempt reporting advisers (“ERAs”) with the SEC or a state securities authority must file an annual amendment to their Form ADV within 90 days of the end of their fiscal year. [read post]
25 Nov 2020, 4:00 am by Administrator
Tokio Marine & Nichido Insurance Company v Security National Insurance Company, 2020 ABCA 402 (CanLII) [163] While it is obvious that section 596(4) of the Insurance Act compels the conclusion that the Lieutenant Governor in Council has the authority to pass a regulation bestowing the benefits of a priority flip on car rental companies – businesses that rent automobiles to the public – section 596(4)… [read post]
26 May 2020, 2:55 am by Kevin Kaufman
Therefore, the global revenue threshold is essentially an irrelevant factor included solely for the purpose of distinguishing between French and Irish companies without explicitly mentioning their nationalities. [read post]
25 Feb 2020, 4:59 pm by INFORRM
The reputation and clientèle she had spent years building up were in tatters. [read post]
14 Feb 2019, 4:44 am by Simon Lovegrove (UK)
 Germany On 12 December 2018, the German Federal Government adopted a Bill which, inter alia, sets out a national transition regime for UK credit institutions, investment firms and insurance undertakings in case of a hard Brexit (Brexit-Steuerbegleitgesetz – Brexit-StBG). [read post]
3 Feb 2019, 4:51 pm by INFORRM
inc Customer Data Security Breach Litigation” can be found here [pdf]. [read post]
13 Dec 2015, 4:00 am by Barry Sookman
https://t.co/80gI93fnmZ -> Bell appeals CRTC ruling forcing company to sell fibre internet access to small ISPs https://t.co/bPpIts12vV -> ECHR finds interception of mobile communications in Russia violated privacy rights ROMAN ZAKHAROV v. [read post]