Search for: "Shawn Stanley"
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29 Jan 2024, 12:00 pm
Ponzi Scheme Allegations April 19, 2022 – Financial Advisor Shawn Good Barred after Allegations of Running Ponzi Scheme Financial advisor Shawn Good from Wilmington, NC, was charged by the Securities and Exchange Commission (SEC) for allegedly running a multimillion-dollar Ponzi scheme. [read post]
6 Jan 2024, 6:00 am
During the course of its 18-month investigation, the Select Committee to Investigate the January 6th Attack on the U.S. [read post]
5 Jan 2024, 1:14 pm
Louis No NYLife Securities, LLC Shawn O’Connell Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith Incorporated Chanda Park Transamerica Financial Advisors, Inc. [read post]
26 Oct 2023, 8:35 am
Shawn O’Connell Morgan Stanley Merrill Lynch, Pierce ,Fenner & Smith Incorporated Steven Thompson Network 1 Financial Securities Inc. [read post]
13 Jul 2023, 11:31 am
Cronin then told two other mutual buddies, Stanley Kaplan and Jarett Mendoza. [read post]
7 Jul 2023, 1:03 pm
Welcome to this all-source repository of information for analysts, researchers, investigators, journalists, educators, and the public at large. [read post]
5 Jun 2023, 7:52 pm
Former Morgan Stanley financial advisor Shawn Edward Good, who allegedly stole $7.2M from retirees and other investors in a decade-long Ponzi scam, must serve seven years and three months in prison and pay $3.6M in restitution to those he harmed. [read post]
17 May 2023, 12:30 pm
Shawn E. [read post]
1 May 2023, 5:51 am
Leading experts on authoritarianism and fascism, such as Professors Ruth Ben-Ghiat, Jason Stanley, and Federico Finchelstein, remind us of the stakes of January 6th as a moment when vigilante violence and authoritarian schemes converged to assert control over democratic society, as we have seen replicated, in one form or another, throughout history to catastrophic effect. [read post]
21 Apr 2023, 4:00 am
Clarence Thomas Has for Years Claimed Income from a Defunct Real Estate Firm MSN – Shawn Boberg and Emma Brown (Washington Post) | Published: 4/16/2023 Over the last two decades, Supreme Court Justice Clarence Thomas has reported on required financial disclosure forms that his family received rental income totaling hundreds of thousands of dollars from a firm called Ginger, Ltd., Partnership. [read post]
12 Apr 2023, 11:39 am
Shawn Goode $4.8 Million Ponzi Scheme On April 18, 2022, the SEC filed an emergency action and charged financial advisor, Shawn Good with defrauding clients and misappropriating millions of dollars of investor funds. [read post]
24 Feb 2023, 3:00 am
Arizona – Arizona’s Top Prosecutor Concealed Records Debunking Election Fraud Claims MSN – Yvonne Wingett Sanchez and Isaac Stanley-Becker (Washington Post) | Published: 2/22/2023 An investigation found virtually all claims of error and malfeasance in Maricopa County, Arizona, in the 2020 election were unfounded, according to documents. [read post]
6 Oct 2022, 5:29 am
Recently, a former Morgan Stanley broker, Shawn Edward Good of Wilmington, North Carolina, pleaded guilty for his involvement in a $7.2 million Ponzi scheme in which he defrauded at least a dozen clients, according to the Justice Department. [read post]
1 Oct 2022, 8:14 am
According to records kept by The Financial Industry Regulatory Authority (FINRA), Good was employed by Morgan Stanley Smith Barney, LLC (Morgan Stanley) at the time of the activity. [read post]
19 Sep 2022, 10:10 am
See: Financial Advisor Shawn Good, Morgan Stanley, Barred after Allegations of Running Ponzi Scheme Parallel federal charges were reportedly filed in August, 2022. [read post]
14 Jul 2022, 8:28 am
Shawn Good (Shawn Edward Good CRD# 2022168) is a former registered broker and investment advisor whose last known employer was Morgan Stanley (CRD#: 149777) of Wilmington, NC. [read post]
24 Jun 2022, 7:10 am
Shawn Edward Good, who was a registered broker with Morgan Stanley it its Wilmington, North Carolina office, was recently barred by FINRA by consent agreement. [read post]
9 Jun 2022, 7:56 am
First Lawsuit filed against Morgan Stanley in connection with Shawn Good’s Alleged Ponzi scheme According to Financial Advisor IQ on June 8, 2022, Morgan Stanley is facing at least one lawsuit involving Shawn Good, one of its former financial advisors accused of running a multi-year Ponzi scheme. [read post]
2 May 2022, 5:45 am
Shawn E. [read post]
25 Apr 2022, 3:00 am
Continue Reading › The post SEC Sues Ex-Morgan Stanley Broker Shawn Good Over Alleged $4.8M Ponzi Scam appeared first on Investor Lawyers Blog. [read post]
