Search for: "Southern Marketing Affiliates, Inc."
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22 Apr 2024, 2:04 pm
Basic Inc. v. [read post]
5 Feb 2024, 10:06 am
” The District Court for the Southern District of Ohio rejected the policyholder’s argument. [read post]
16 Jan 2024, 1:19 pm
Engelmayer in In re: Draftkings Inc. [read post]
24 Dec 2023, 3:26 pm
Netflix, Inc. [read post]
18 Dec 2023, 2:48 pm
In addition, the SEC considers numerous factors, such as the results of past examinations, disciplinary history of adviser affiliates, potential conflicts of interest in business activities, vulnerability to financial or market stresses, media reports and complains, access to client assets, as well as an adviser’s specific products, services, or practices. [read post]
3 Oct 2023, 9:01 pm
August 4, 2023, settled) In the Matter of Canoo, Inc. [read post]
6 Mar 2023, 2:04 pm
” Coakley’s threats prompted Wagging Tails—successor to Virtuoso and affiliated with Harvey Berger—to file its breach of contract and copyright infringement lawsuit against Coakley in federal court in Los Angeles. [read post]
1 Feb 2023, 7:52 am
On February 1, 2023, the United States Bankruptcy Court for the Southern District of Texas unsealed several significant court filings, including a draft adversary legal complaint against certain current and/or former directors and officers of GWG Holdings, Inc., individuals, and corporate entities affiliated with or controlled by Brad Heppner, transferees of certain fraudulent transfers, and key broker-dealers who marketed and sold L Bonds. [read post]
11 Jan 2023, 7:52 am
MiTek Inc., 2023 WL 137478, No. 20-cv-06957-VKD (N.D. [read post]
9 Jan 2023, 9:01 pm
Walgreens After more than seven years of litigation, Walgreens, Inc. [read post]
5 Jan 2023, 2:22 pm
Shareholder Class Actions of 2022 Of the top ten U.S. settlements listed, three occurred in the Southern District of New York, while two occurred in the Northern District of California. [read post]
1 Dec 2022, 6:43 am
MGFB Properties, Inc. v. [read post]
3 Nov 2022, 11:00 pm
The basic rules and regulations regarding foreign investments in the Brazilian financial and capital markets are set out in Resolution No. [read post]
3 Mar 2022, 9:33 am
Specifically, the complaint alleges that Cambridge Investment invested client assets in certain mutual funds and money market sweep funds that generated millions of dollars in revenue sharing payments to an affiliated broker-dealer, Cambridge Investment Research, Inc., instead of lower-cost share classes and investment options that would have yielded less or no revenue sharing. [read post]
13 Jan 2022, 4:22 am
Bilked 21 investors in oil deals by invoking the name of a Chevron-affiliated company and used phony letters, email addresses and bank account. [read post]
12 Jan 2022, 5:42 am
A copy of the complaint filed against Talkspace, Inc. can be found here. [read post]
14 Dec 2021, 2:00 pm
At the bottom of the market for Steinhoff, the stock dropped as much as 85%, eliminating €10 billion of the company’s market value. [read post]
25 Oct 2021, 1:20 pm
.: The House Financial Services Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets will hold a hearing examining risks to investors and the U.S. posed by foreign issuers in U.S. markets. [read post]
12 Aug 2021, 7:14 am
Sinclair Broadcast Group, Inc., No. 20-cv-10300 (JSR), 2021 WL 3239510 (S.D.N.Y. [read post]
22 Jul 2021, 5:24 am
Federation Internationale de Football Association and United States Soccer Federation, Inc., Judge Valerie Caproni of the U. [read post]
