Search for: "State v. Dodd" Results 1 - 20 of 1,024
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31 Jan 2025, 12:43 pm by John Ross
Renowned civil rights litigator Marshall Krause tells the story of Camara v. [read post]
20 Jan 2025, 9:01 pm by renholding
    Securities and Exchange Commission and Commodity Futures Trading Commission In the fall, the SEC and CFTC published their annual reports on their whistleblower programs, which were created by the Dodd-Frank Act in 2010.[19]  The SEC and CFTC programs cover information about violations of the federal securities laws and Commodity Exchange Act, respectively. [read post]
14 Jan 2025, 9:01 pm by renholding
As I leave the FDIC, I thought there might be value in sharing some of the lessons of that experience as we head into a period of uncertainty about the future path of financial regulation in the United States and globally. [read post]
9 Jan 2025, 6:45 am by Robin E. Kobayashi
Suh (SJO); WCAB Panel: Commissioner Capurro, Chair Zalewski, Commissioner Dodd [see Vargas v. [read post]
19 Dec 2024, 9:05 pm by renholding
Landmark cases include – in addition to the recent case involving TD Securities – United States V. [read post]
8 Dec 2024, 12:58 am by Frank Cranmer
Timothy Roes, Strasbourg Observers: Missaoui and Akhandaf v Belgium: Cold Shower for Belgian Applications: on the recent ECtHR case in which a claim by two Belgium Muslim women against a ban on burkinis in Antwerp was deemed inadmissible. [read post]
26 Nov 2024, 9:05 pm by renholding
”[15] The Office of Investor Advocate is required under the Dodd-Frank Act,[16] though the statute only provides that the head of the office, “after consultation with the Chairman of the Commission, may retain or employ”[17] staff, which could be interpreted such that no staff (other than the head of the office and a statutorily required “ombudsman”)[18]are required by law. [read post]
24 Nov 2024, 9:01 pm by renholding
”  The firm agreed to pay approximately $166 million in disgorgement and prejudgment interest and an $83 million civil penalty to resolve the SEC’s charges; FirstEnergy Corp. for a multi-year political corruption scheme in which FirstEnergy and affiliates made payments to an entity controlled by a state legislator in exchange for official action benefitting FirstEnergy. [read post]
14 Nov 2024, 9:05 pm by renholding
When I was with you two years ago, I quoted President Franklin Roosevelt when he signed the first of the foundational securities laws in 1933: “This law and its effective administration are steps in a program to restore some old-fashioned standards of rectitude. [read post]
1 Nov 2024, 6:30 am
Hemel (NYU School of Law), on Wednesday, October 30, 2024 Tags: Adams v. [read post]
1 Nov 2024, 6:30 am
Hemel (NYU School of Law), on Wednesday, October 30, 2024 Tags: Adams v. [read post]