Search for: "Stephen Somers"
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16 Jan 2024, 8:05 am
A working paper published by Stephen M. [read post]
16 Mar 2023, 1:36 pm
Somers, protections only apply when a whistleblower contacts the SEC or other select officials. [read post]
26 Aug 2022, 6:30 am
Marlier, Morrison & Foerster LLP, on Wednesday, August 24, 2022 Tags: Coinbase, Cryptocurrency, Cybersecurity, Insider trading, Liability standards, SEC, SEC enforcement, Securities enforcement, Securities regulation ESG Ratings: A Compass without Direction Posted by Brian Tayan (Stanford University), on Wednesday, August 24, 2022 Tags: Disclosure, Environmental disclosure, ESG, Institutional Investors, Proxy… [read post]
26 Aug 2022, 6:30 am
Marlier, Morrison & Foerster LLP, on Wednesday, August 24, 2022 Tags: Coinbase, Cryptocurrency, Cybersecurity, Insider trading, Liability standards, SEC, SEC enforcement, Securities enforcement, Securities regulation ESG Ratings: A Compass without Direction Posted by Brian Tayan (Stanford University), on Wednesday, August 24, 2022 Tags: Disclosure, Environmental disclosure, ESG, Institutional Investors, Proxy… [read post]
31 Mar 2022, 2:52 pm
“This law is urgently needed,” said leading whistleblower attorney Stephen M. [read post]
22 Sep 2020, 12:38 pm
Somers, which ruled that the Dodd-Frank Act does not grant the SEC this authority. [read post]
27 Aug 2020, 8:16 am
Somers, in which the U.S. [read post]
22 Jul 2020, 3:07 pm
Matt StockJason ZuckermanIn the following guest post, Matt Stock and Jason Zuckerman take a look at five ways that the SEC whistleblower program has affected both corporate compliance and the SEC’s enforcement efforts. [read post]
26 Sep 2019, 8:35 am
Somers, which interpreted the Dodd-Frank securities fraud law as only protecting whistleblowing to disclosures to the Securities and Exchange Commission (SEC), not disclosures to the responsible officials in the whistleblower’s company. [read post]
24 Sep 2019, 6:11 am
Somers. [read post]
6 Aug 2018, 9:30 pm
Somers, a unanimous Court agreed that the definition of “whistleblower” in the Dodd-Frank Wall Street Reform and Consumer Protection Act was “clear and conclusive. [read post]
28 Mar 2018, 9:53 am
Somers with more legitimacy than it had in prior years with Scalia on the court. [read post]
7 Mar 2018, 1:32 pm
Writing for Law 360, NWC Executive Director Stephen M. [read post]
25 Feb 2018, 11:00 am
The Thomas opinion prompted a response from Justice Sonia Sotomayor, which was joined by Justice Stephen Breyer, defending the idea that a Senate Report is "an appropriate source for this Court to consider when interpreting a statute. [read post]
23 Feb 2018, 8:54 am
Stephen M. [read post]
22 Feb 2018, 7:30 am
That is something Paul Somers did not do. [read post]
21 Feb 2018, 10:14 am
Stephen M. [read post]
21 Feb 2018, 7:02 am
Somers, No. 16-1276. [read post]
2 Jan 2018, 5:08 pm
The world of directors’ and officers’ liability is always dynamic, but 2017 was a particularly eventful year in the D&O liability arena. [read post]
29 Nov 2017, 8:42 am
” A person reporting only within the employing organization, like Somers, literally is not covered. [read post]