Search for: "Steven Fine"
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28 Oct 2019, 12:21 pm
Financial Industry Regulatory Authority (FINRA) has fined former Texas broker Steven Yellen $25K for allegedly making unauthorized trades while he was a registered representative for both Ameriprise (AMP) and Morgan Stanley (MS). [read post]
2 Jul 2012, 3:00 am
I've got a review up over at The New Republic on line of Steven Green's fine book, The Bible, the School, and the Constitution: The Clash that Shaped Modern Church-State Doctrine (OUP 2012). [read post]
12 Jun 2013, 4:37 am
This one is from friend of the blog Steven Feldman. [read post]
12 Feb 2012, 1:53 pm
Mitchell Polinsky (pictured) and Steven Shavell (Stanford Law School and Harvard Law School) have posted The Optimal Use of Fines and Imprisonment (NBER Working Paper No. w0932) on SSRN. [read post]
30 Apr 2010, 6:56 am
But in many of those opinions he has shown a penchant for drawing fine distinctions and taking into account facts that important constitutional doctrines wisely ignore. [read post]
10 Aug 2016, 5:30 am
Proposed fines total $45,500. [read post]
21 Jul 2019, 10:30 am
“The Flaws of the Great Justice Stevens; Fine personal qualities do not always translate into judicial virtues”: Law professor Barry P. [read post]
3 Jun 2011, 2:30 pm
The SEC recently charged former UBS adviser Steven T. [read post]
18 Jan 2011, 5:57 am
"Peter & Hazelmary Bull, British Hotel Owners, Fined For Refusing Gay Couple A Room " 01/18/11 "LONDON — A British judge has fined a Christian couple for refusing to allow a gay couple the use of a double room at their hotel in southern England. [read post]
13 Jul 2015, 12:06 pm
Frank Tamayo was a middleman in a scheme involving Steven Metro, a former law clerk at Simpson Thacher & Bartlett, and broker ... [read post]
29 May 2019, 7:44 am
FINRA issued a ten-day suspension with a $5000 fine, which he paid on July 1, 2014, at the end of his suspension. [read post]
1 Apr 2009, 6:48 am
But in the end, it worked out just fine for the former Alaska Senator. [read post]
27 May 2024, 3:47 pm
Steven Kramer, 54, of New Orleans, also faces a $6 million fine from the FCC for the bogus call, which used AI-generated voice cloning technology to impersonate President Joe Biden and caller ID spoofing to hide the source. [read post]
22 Apr 2010, 3:15 pm
He joined an “exceptionally fine bunch of men—both officers and enlisted—who worked in the unit. . . . [read post]
8 Oct 2007, 12:49 pm
Schulman agreed to forfeit $1.85 million in allegedly ill-gotten gains and to pay a $250,000 fine. [read post]
11 Jul 2011, 12:50 pm
“But oddly enough, since that time, I’ve felt fine and I’m sure the way the last year has gone, I would have been perfectly capable of continuing the job,” he told Inside E Street. [read post]
12 Jun 2019, 7:26 am
He was a very fine guy and completely honest. [read post]
20 Oct 2011, 11:24 am
He fired his team's manager, fined pitcher Lew Krausse, and suspended the players' union representative, Jack Aker. [read post]
18 Oct 2011, 2:55 pm
Steven Delott was subsequently prohibited from associating with any FINRA member firm and assessed a deferred fine of $35,000. [read post]
6 Oct 2009, 6:14 pm
Stevens, the case about video depictions of animals being killed or injured. [read post]