Search for: "THE PRUDENTIAL SERIES FUND"
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29 May 2024, 9:01 pm
The statute that provides the Bureau’s funding meets these requirements. [read post]
24 May 2024, 12:37 am
It will also consult on biometric classification in spring 2024, and will continue its consultation series on generative AI. [read post]
15 May 2024, 9:05 pm
Derivatives are financial instruments used to shift risks, such as fluctuations in interest rates or foreign exchange rates or changes in the value of assets such as stocks, bonds, metals, or agricultural or energy products. [read post]
1 Nov 2023, 2:40 pm
FSMA authorisation process for regulated cryptoasset activities The new FSMA authorisation process will be broader than the current registration process under The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017 (MLR), requiring further assessment of aspects of regulatory compliance not previously assessed. [read post]
25 Oct 2023, 9:01 pm
In particular, it identified the following circumstances and risk management deficiencies as the primary causes of SVB’s failure: A concentrated business model with a funding structure that was primarily concentrated in private equity and venture capital firms and their portfolio companies, with a depositor base consisting of nearly half of the venture-backed technology and life sciences companies in the United States.12 Rapid and unchecked growth, with total assets growing from just… [read post]
18 Oct 2022, 8:35 am
”[4] Therefore, it seems that MiCA may extend to many digital art collectibles that are often issued as a series or collection of NFTs (e.g. the Bored Ape Yacht Club, a series of 10,000 unique tokens representing ape characters). [read post]
28 Apr 2022, 5:04 pm
Such reporting events include when the adviser or reporting fund experiences a “significant disruption or degradation” of the reporting fund’s “key operations,” which could include cybersecurity events. [read post]
22 Mar 2022, 10:25 am
He then speaks to Steven Howard in the US, who discusses significant new proposals from the SEC concerning the regulation of private equity fund and hedge fund disclosures to investors; we then hear from Jon Ireland, who looks at the new corporate collective investment vehicle regime in Australia; Anna Carrier examines various developments in the EU, including changes to the prudential regime, MIFID II and also DORA; and finally Sebastien Praicheux provides insight on the… [read post]
29 Dec 2021, 12:00 pm
As long-time readers of this blog know, one of the long-range concerns in the D&O insurance industry is the possible exposures of corporate directors and officers to liability claims arising from climate change (as discussed most recently here). [read post]
8 Dec 2021, 11:27 am
Audited financial statements must be sent to investors in the fund within 120 days after the fund’s fiscal year-end (or for fund-of-fund clients, within 180 days after fiscal year-end). [read post]
8 Dec 2021, 7:27 am
Audited financial statements must be sent to investors in the fund within 120 days after the fund’s fiscal year-end (or for fund-of-fund clients, within 180 days after fiscal year-end). [read post]
29 Nov 2021, 8:55 pm
PS21/17 is the third in a series of Policy Statements on the UK Investment Firm Prudential Regime (IFPR). [read post]
23 Aug 2021, 8:55 pm
The second podcast in our new mini-series focussing on the new UK Investment Firm Prudential Regime (or UK IFPR), brought to you as part of the Regulation Tomorrow podcast, covers own funds requirements, fixed overheads requirements, and the K-factors for Assets Under Management (K-AUM) and Client Orders Handled (K-COH). [read post]
27 Jul 2021, 4:13 am
If you would like more information on the IFPR, please subscribe to the Regulation Tomorrow Podcast on Apple Podcasts, iTunes, Spotify and Soundcloud, as we will be releasing a special series of IFPR podcasts (the RT Plus IFPR Series) covering different aspects of the regime. [read post]
1 Apr 2021, 11:30 am
It urged closing all CIs and suggested prudential measures for universities that refused to do so. [read post]
15 Feb 2021, 8:50 pm
Basel III standards for the net stable funding ratio (NSFR), which would help ensure stable funding structures over a longer-term horizon. [read post]
13 Nov 2020, 6:14 am
The report recommends that stress testing be conducted under various climate scenarios, and consideration should be given to how to use existing frameworks by prudential regulators and market regulators. [read post]
8 Oct 2020, 6:06 pm
Australian Prudential Regulation Authority (APRA) publishes data on the temporary early release of superannuation scheme APRA has continued to publish weekly data at both an industry and fund level on the temporary COVID-19 superannuation Early Release Scheme. [read post]
24 Jul 2020, 6:23 am
A series of bankruptcies and bailouts unfolded throughout 2008 as regulators raced to contain the worst financial crisis since the Great Depression.According to the Better Markets report, by October 2009, the real unemployment rate reached 17 percent, with 27 million Americans out of work or forced to work part time because they could not find full time work. [read post]
15 Jul 2020, 4:25 am
” As discussed in our previous update, the Cayman Islands Private Funds Law 2020 (the “PF Law”) now requires any Cayman Islands closed-ended fund that falls under the definition of a private fund (“Private Fund”) to register with CIMA. [read post]
