Search for: "THOMAS GALVIN"
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29 Sep 2023, 4:00 am
Supreme Court Justice Clarence Thomas also attended. [read post]
30 Jun 2023, 4:00 am
National/Federal How Judges Navigate Offers of Free Lunch, Trips and NBA Tickets Bloomberg Law – Zoe Tillman (Bloomberg News) | Published: 6/25/2023 Recent controversies over perks accepted by Supreme Court Justices Clarence Thomas and Samuel Alito have raised questions not only about the justices’ conduct off the bench and what they disclose to the public, but also about how the judiciary broadly enforces ethics. [read post]
21 Jul 2022, 10:06 am
Galvin was just 18, Mr. [read post]
31 Dec 2019, 8:15 am
A Man for All Seasons (1966) Directed by Fred Zinnemann, A Man for All Seasons is set in 16th Century England and tells the story of Sir Thomas More, played by Paul Scofield. [read post]
10 Jul 2019, 4:52 am
Hoffman is accused of fraudulently selling $3.3M of unregistered securities, along with childhood friend Thomas V. [read post]
14 Apr 2019, 12:11 pm
Thomas Riquier, in 1990 and 1991, allegedly made solicitations of funds from said investors for a fund which invested in property in Rowley, Massachusetts, yet allegedly failed to disclose that he already owned the property via a trust, according to the office of the Secretary of the Massachusetts Securities Division of the Commonwealth, William Galvin. [read post]
21 Feb 2019, 12:20 pm
Thomas Riquier Barred -United Planners, Censured & Fined $100,000 According to news reports yesterday, Massachusetts Secretary of State William Galvin announced that financial advisor Thomas Riquier has been censured, fined $50,000, barred from registering as an investment adviser or broker-dealer, and ordered to repay the victims of his decades-long real estate scam. [read post]
20 Feb 2019, 11:54 am
Massachusetts Secretary of the Commonwealth William Galvin’s office has fined United Planners Financial Services of America $100K for failing to properly supervise broker Thomas T. [read post]
14 Feb 2018, 10:37 am
Galvin. [read post]
2 Feb 2018, 7:04 am
Elliot-Thomas appealed. [read post]
14 Aug 2017, 11:08 am
Galvin, Thomas Loughran, Sally S Simpson and Mark A. [read post]
27 Oct 2016, 4:04 pm
Galvin-Jutras, 19, Jordan J. [read post]
27 Oct 2016, 4:04 pm
Galvin-Jutras, 19, Jordan J. [read post]
27 Oct 2016, 4:04 pm
Galvin-Jutras, 19, Jordan J. [read post]
15 Jan 2016, 1:41 pm
Galvin, supra (quoting 18 Pennsylvania Consolidated Statutes § 3921(a)). [read post]
2 Dec 2015, 5:23 pm
It’s always fun when I get to highlight a blog new to the network in the Top 1o for the firs time, as is the case today with a good piece from Jeffrey Galvin at Trust on Trial. [read post]
20 Jul 2015, 7:29 am
The Office of the Secretary of the Commonwealth William Galvin announced the special primary election will be held on October 6, 2015. [read post]
6 Jun 2014, 5:00 am
SEC, Bitcoin and Unregistered Offerings by Thomas O. [read post]
27 Jan 2014, 7:09 am
” “Rogue brokers have long been a plague on the investing public,” Secretary of the Commonwealth William Galvin said in a statement. [read post]
26 Nov 2013, 9:43 am
My favorite quote from the movie comes as Newman's character, Frank Galvin, is giving his final speech to the jury: "if we are to have faith in justice, we need only to believe in ourselves. [read post]
