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20 Jun 2024, 3:01 pm
Recently, the Securities and Exchange Commission filed a complaint against Curt Kramer and three companies owned by Kramer, 1800 Diagonal Lending Company, LLC, Power Up Lending Group, Ltd., and Geneva Roth Remark Holdings, Inc. [read post]
2 Jun 2024, 9:01 pm
Effective self-policing begins with the tone at the top, even before a violation occurs or is discovered.[9] Here, these are some of the questions I’d ask: Are the leaders in an organization supporting a culture of compliance? [read post]
8 May 2024, 1:01 pm
Austin’s session at 2pm will provide a top ten rundown of tips and traps related to 1031 exchanges. [read post]
30 Apr 2024, 6:08 am
Jurors saw a copy of AMI’s signed contract with Cohen’s company Resolution Consultants LLC, which was not executed following Pecker’s conversation with his attorney. [read post]
22 Apr 2024, 1:11 pm
Given the potential for the return of significant IPO activity, it is worth noting that IPO transactions entail certain risks, including in particular for the IPO companies’ private equity backers, as discussed in the following guest post written by Michelle Grimaldi, Assistant Vice President, Claims, Fair American Insurance and Reinsurance Company; Elan Kandel, Member, Bailey Cavalieri LLC; and James Talbert, Associate, Bailey Cavalieri LLC. [read post]
22 Apr 2024, 1:35 am
State income tax rates vary widely from as low as 0% (Alaska, Florida, Nevada, New Hampshire, South Dakota, Tennessee, Texas, Washington, Wyoming) to as high as 13.3% (top tax bracket in California). [read post]
16 Apr 2024, 9:05 am
(yahoo.com) How do tech giants stay on top? [read post]
3 Apr 2024, 9:01 pm
In a few moments, my Enforcement Division colleagues will talk to you about the “what” of our work — in other words, the issues that are top of mind for us. [read post]
29 Mar 2024, 10:07 am
Bankman-Fried also faces charges brought by the US Securities and Exchange Commission (SEC), which alleges that Bankman-Fried wrongly redirected FTX customer funds to his private crypto hedge fund called Alameda Research LLC. [read post]
22 Mar 2024, 10:48 am
Treasury foreign exchange rate as of the end of the calendar year for which you are filing. [read post]
20 Mar 2024, 12:26 pm
Related Cases: Entropic Communications, LLC v. [read post]
19 Mar 2024, 8:42 pm
., the Trump Organization LLC, and the Donald J. [read post]
15 Mar 2024, 4:00 am
State business filings show Efficient Private Protection and Security LLC is owned by Brenda Grisham, who also serves as one of two principal officers for the recall campaign, Save Alameda For Everybody. [read post]
8 Mar 2024, 2:36 pm
LLC, decided by Judge Tom Barber (M.D. [read post]
4 Mar 2024, 5:56 pm
As always, “[o]uranalysis begins and ends with the text,” Octane Fitness, LLC v. [read post]
29 Feb 2024, 12:00 am
Sony maintains that the worldwide copyright for the recordings is held by Experience Hendrix LLC and Authentic Hendrix LLC, who license the rights to exploit and distribute the recordings to them. [read post]
24 Jan 2024, 4:29 pm
It was an active year for fraud enforcement at the Securities and Exchange Commission (SEC) and Commodities Futures Trading Commission (CFTC). [read post]
16 Jan 2024, 1:19 pm
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
3 Jan 2024, 10:45 am
Exchange Traded Funds (ETFs) can be extremely complex and risky. [read post]
28 Dec 2023, 9:05 pm
In lieu of our regular Friday feature—”the Week in Review”—The Regulatory Review is today recapping some of the top regulatory news from the past year, including major U.S. [read post]
