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12 Jul 2024, 6:57 am by Simon Lovegrove (UK)
The SI comes into force on 16 July 2024. [read post]
28 Jun 2024, 8:43 am by Simon Lovegrove (UK)
UK 30 June 2024 – On 22 April 2024, a statutory instrument – the Financial Services and Markets Act 2000 (Disapplication or Modification of Financial Regulator Rules in Individual Cases) Regulations 2024 (the SI) – was published. [read post]
The second package of Level 2 measures consists of draft technical standards for the revised MiFIR provisions on consolidated tape providers (CTP), consisting of both regulatory technical standards (RTS) and implementing technical standards (ITS). [read post]
17 May 2024, 4:43 am by Matthias Weller
First, the UK Government has been exemplary in ensuring the “seamless continuity” of the HCCH 2005 Choice of Court Convention throughout the uncertainties of the whole withdrawal process, as evidenced by the UK’s declarations and Note Verbale to the depositary Kingdom of the Netherlands.[17] The same applies mutatis mutandis to the HCCH 1965 Service Convention, to which all EU Member States are parties, and the HCCH 1970 Evidence Convention, which has only been ratified so… [read post]
10 May 2024, 2:54 am by Simon Lovegrove (UK)
UK 14 May 2024 – On 9 April 2024, the Financial Conduct Authority (FCA) published Consultation Paper CP24/6 on the rules that enable the FCA to raise regulatory fees and levies in 2024/2025 to fund the FCA and the Financial Ombudsman Service. [read post]
22 Mar 2024, 9:37 am by Anita Edwards and Simon Lovegrove (UK)
The Government has also published SIs for technical feedback that will replace: The Short Selling Regulation. [read post]
29 Feb 2024, 4:17 am by Simon Lovegrove (UK) and Anita Edwards
The legislation will also ban the provision of technical assistance, brokering and financial services in connection with the import of third country processed Russian diamonds. [read post]
31 Jan 2024, 8:17 am by Anita Edwards and Simon Lovegrove (UK)
An illustrative version of the draft SI was published in December 2022 as part of the Edinburgh Reforms, to show how the powers introduced in the Financial Services and Markets Act 2023 would be used to deliver reforms to the UK’s prospectus regime. [read post]
1 Jan 2024, 12:32 pm
(EcuRed, Letra del Año)).The object of the annual letter is to provide guidance for the nation and its people, as well as more technical advice for the orisha communities of initiates and believers. [read post]
4 Dec 2023, 6:31 am by Bob Ambrogi
si=D3BTc2lH3LHBxtEI Founded: 5/1/2023, Columbus, Ohio Target customer: Solo, small firm, and legal Aid organizations that are engaged in litigation. [read post]
28 Nov 2023, 9:33 am by Anita Edwards and Simon Lovegrove (UK)
An illustrative version of the draft SI was published in December 2022 as part of the Edinburgh Reforms, to show how the powers introduced in the Financial Services and Markets Act 2023 would be used to deliver reforms to the UK’s prospectus regime. [read post]
28 Nov 2023, 9:30 am by Anita Edwards and Simon Lovegrove (UK)
The draft SI, which is part of HM Treasury’s programme to deliver a Smarter Regulatory Framework for financial services, establishes a new legislative framework for the regulation of certain activities related to securitisation. [read post]
24 Aug 2023, 9:58 am by Anita Edwards
The SI contains the second set of commencement regulations made under the Financial Services and Markets Act 2023 (the Act). [read post]
30 Mar 2023, 10:12 am by Hannah Meakin (UK)
The draft statutory instrument (SI) amends the Financial Services and Markets Act 2000 (Regulated Activities) Order 2001 (RAO), which specifies types of activities and investments for the purposes of the Financial Services and Markets Act 2000 (Markets in Financial Instruments) Regulations 2017 (MiFI Regulations). [read post]