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4 Jun 2024, 7:30 am
Hood & Sons, Inc. v. [read post]
3 Jun 2024, 4:31 am
” Most of Kefalas’s joint venture claim foundered on the final element, the Court explaining that: An agreement to distribute the proceeds of an enterprise upon a percentage basis does not give rise to a joint venture if the enterprise does not represent a joinder of property, skills and risks, and it is not enough that two parties have agreed together to act in concert to achieve some stated economic objective (citation and quotations omitted). [read post]
2 Jun 2024, 9:01 pm
This event, together with its East Coast and now Midwest counterparts, offers regulators like me a unique opportunity to speak directly to leaders of the securities bar about issues of mutual concern. [read post]
31 May 2024, 11:49 am
Merrill Lynch, Pierce, Fenner & Smith Inc. [read post]
30 May 2024, 7:36 pm
Justice Sotomayor expanded on the decision in Bantam Books, Inc., which stated the First Amendment does not permit government officials to use the “threat of invoking legal sanctions and other means of coercion…to achieve the suppression [of disfavored speech]. [read post]
30 May 2024, 12:35 pm
Bantam Books, Inc. v. [read post]
30 May 2024, 7:28 am
This alleged misconduct violated FINRA Rule 3110, which requires member firms to establish and maintain a supervisory system reasonably designed to achieve compliance with securities laws and regulations. [read post]
28 May 2024, 11:54 am
Rohrman Midwest Motors, Inc., 386 Ill.App.3d 585 (2008)). [read post]
24 May 2024, 7:03 am
Justice Department (DOJ) announced yesterday that it has filed suit, along with 29 states and the District of Columbia, charging Live Nation Entertainment Inc. and its subsidiary Ticketmaster LLC with monopolizing the live-events industry in violation of Section 2 of the Sherman Act. [read post]
23 May 2024, 4:54 pm
” (Citing Natural Resources Defense Council, Inc. v. [read post]
23 May 2024, 10:40 am
Pfizer Inc., — F.R.D. [read post]
22 May 2024, 9:52 am
As demonstrated in Woods Peacock Engineering Consultants, Inc., SBA No. [read post]
22 May 2024, 5:23 am
Editor’s Note: Welcome to the May 2024 edition of “Vendor Voices in eDiscovery. [read post]
21 May 2024, 4:21 pm
Apart from his professional achievements, O’Keefe has been active in sharing his insights on social media and is known for his pioneering work in the legal field, particularly in the use of technology for practice development. [read post]
17 May 2024, 12:29 pm
For example, Google and YouTube are wholly owned subsidiaries of their parent company, Alphabet, Inc. [read post]
17 May 2024, 11:26 am
On December 6, 2023, FINRA announced sanctions against four firms, including M1 Finance LLC, Open to the Public Investing, Inc., SoFi Securities LLC, and SogoTrade, Inc., totaling over $2.6 million, which included $1 million in restitution paid to retail customers. [read post]
13 May 2024, 5:37 pm
Rivian Automotive Inc., at one time considered the darling of the electric vehicle market, has informed state officials that it plans more layoffs in California. [read post]
13 May 2024, 3:37 pm
Raimondo and Relentless, Inc. v. [read post]
13 May 2024, 1:59 pm
A key part of TikTok Inc. [read post]
9 May 2024, 3:08 pm
(Delphia) agreeing to pay $225,000 and Global Predictions Inc. [read post]
