Search for: "Todd v. Securities and Exchange Commission"
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3 Apr 2024, 9:01 pm
As is customary, my remarks this morning are in my official capacity as Director of the Securities and Exchange Commission’s Division of Enforcement, and do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff. [read post]
30 Mar 2024, 5:14 am
Like the EPA in Sarinsky’s piece, agencies should follow the good example of the Securities and Exchange Commission in SEC v. [read post]
1 Dec 2023, 3:00 am
Yahoo News – Michael Bender and Anjali Huynh (New York Times) | Published: 11/29/2023 Since the Supreme Court overturned Roe v. [read post]
17 Nov 2023, 3:00 am
Supreme Court’s ruling in Dobbs v. [read post]
13 Sep 2023, 9:05 pm
In a new article, we examine these questions in the context of the Securities and Exchange Commission’s lawsuits involving crypto assets. [read post]
14 Aug 2023, 5:36 am
See Todd Phillips & Beau J. [read post]
20 Jul 2023, 4:30 am
To pick a pressing example, both are implicated by the combined efforts of some who argue that the judiciary should apply the major questions doctrine to the Securities and Exchange Commission’s efforts to claim jurisdiction over crypto assets. [read post]
17 Jul 2023, 9:05 pm
Last Thursday’s split summary-judgment decision in the case that the Securities and Exchange Commission (SEC) brought against Ripple Labs, Inc. [read post]
16 Dec 2022, 6:30 am
Securities and Exchange Commission, on Thursday, December 15, 2022 Tags: corporate disclosure, Insider trading, Institutional Investors, Rule 10b-5-1, SEC, SEC enforcement [read post]
16 Dec 2022, 6:30 am
Securities and Exchange Commission, on Thursday, December 15, 2022 Tags: corporate disclosure, Insider trading, Institutional Investors, Rule 10b-5-1, SEC, SEC enforcement [read post]
25 Oct 2022, 10:46 am
Securities and Exchange Commission v. [read post]
23 Oct 2022, 7:03 pm
Securities and Exchange Commission, 34 F.4th 446 (2022), the Fifth Circuit held that Congress unconstitutionally delegated legislative power to the SEC, another multimember agency. [read post]
26 Aug 2022, 4:00 am
White Coats in the State Capital: OB-GYNs become political force in abortion wars Yahoo News – Alice Miranda Ollstein and Megan Messerly (Politico) | Published: 8/22/2022 Physicians, many of whom have never mobilized politically, are banding together in the wake of the Supreme Court overturning Roe v. [read post]
5 Aug 2022, 6:30 am
Securities and Exchange Commission, on Saturday, July 30, 2022 Tags: Broker-dealers, Financial regulation, Financial technology, FINRA, High-frequency trading, SEC, Securities regulation What Do Elevated Shareholder Expectations Mean for Large Company Boards and Compensation Programs? [read post]
5 Aug 2022, 6:30 am
Securities and Exchange Commission, on Saturday, July 30, 2022 Tags: Broker-dealers, Financial regulation, Financial technology, FINRA, High-frequency trading, SEC, Securities regulation What Do Elevated Shareholder Expectations Mean for Large Company Boards and Compensation Programs? [read post]
16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. [read post]
21 Jan 2022, 3:00 am
On the anniversary of that attack, the Department of Homeland Security warned that calls for violent action against lawmakers were picking up steam online. [read post]
21 Oct 2021, 9:03 pm
Securities and Exchange Commission (SEC) could address the harm resulting from the lack of regulation in digital asset markets. [read post]
24 Aug 2021, 12:25 pm
We have prosecuted at least one hundred cases over the years against Morgan Stanley and were not surprised to learn about David Todd Levine and his being barred by FINRA, the State of Colorado, and the Securities and Exchange Commission. [read post]
16 Jun 2021, 5:59 am
Director Compensation Practices in the Russell 3000 and S&P 500: 2021 Edition documents trends and developments in non-employee director compensation at 2,855 companies issuing equity securities registered with the US Securities and Exchange Commission (SEC) that filed their proxy statement in the period between January 1 and December 31, 2020, and, as of January 2021, were included in the Russell 3000 Index. [read post]
