Search for: "Troy A. Paredes, Commissioner, U.S. Securities and Exchange Commission,"
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27 May 2023, 9:05 pm
Securities and Exchange Commission (SEC) Troy A. [read post]
16 Jun 2022, 9:05 pm
Securities and Exchange Commission on June 16, 2022. [read post]
27 Sep 2020, 9:02 pm
Paredes, former Commissioner of the U.S. [read post]
24 Dec 2018, 9:30 pm
These rules, former SEC commissioner Troy Paredes points out, allow investors to “bring pressure to bear on directors, officers, fund managers, and other market participants to serve investor interests. [read post]
20 Nov 2017, 6:26 am
Posted by Troy Paredes, Allie Rutherford, and Sharo Atmeh, CamberView Partners, on Monday, November 20, 2017 Editor's Note: Troy Paredes is a former Commissioner of the U.S. [read post]
30 Dec 2014, 9:30 pm
Former Commissioner Speaks About SEC’s Role in Rapidly Changing Market Maho Sato (RegBlog) | March 27 The past five years were the busiest in the history of the Securities and Exchange Commission (SEC) according to Troy A. [read post]
30 May 2013, 2:35 pm
Michael Piwowar is to replace SEC Republican Commissioner Troy Paredes, whose term is expiring in June, and Kara Stein is to replace SEC Democratic Commissioner Elisse Walter. [read post]
1 Jan 2013, 9:30 pm
Securities and Exchange Commission (SEC) received more than three thousand whistleblower tips between November 2011 and November 2012, the first full year of a program created by the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
7 Aug 2012, 6:10 am
Securities and Exchange Commission. [read post]
7 Mar 2012, 8:40 am
”Remarks of Commissioner ParedesFollowing his initial review of the comments received on the proposals, Commissioner Paredes concluded that the “most appropriate path forward” for the Commission would be a reproposal of the rules. [read post]
28 Feb 2012, 2:00 am
Securities and Exchange Commission should start over with a new proposal of the so- called Volcker rule that bans banks’ proprietary trading, said SEC Commissioner Troy Paredes. [read post]
2 Jun 2011, 7:42 am
Brief Summary of Rules Section 922 of Dodd-Frank added new Section 21F to the Securities Exchange Act of 1934 entitled, “Securities Whistleblower Incentives and Protection. [read post]
25 May 2011, 11:33 am
Securities and Exchange Commission today approved final rules for rewarding whistleblowers who provide the agency with tips that lead to successful prosecutions. [read post]
9 May 2011, 8:00 am
The first presentation of the 43rd Annual Rocky Mountain Securities Conference was a presentation by Commissioner Troy Paredes of the Securities and Exchange Commission. [read post]
8 Sep 2010, 9:45 am
Securities and Exchange Commission recently released a proxy rule that will require companies, under certain circumstances, to include shareholder nominees for director in the company's proxy materials. [read post]
3 Sep 2010, 12:38 pm
University of Illinois law professor Larry Ribstein, in an Aug. 30 posting on the Truth on the Market blog, echoed the argument of Commissioner Troy Paredes that the final rule should have allowed companies to seek shareholder approval to adopt more restrictive access standards. [read post]
25 Aug 2010, 7:00 am
Republican Commissioner Troy Paredes also opposed the new Rule 14a-11. [read post]
5 Aug 2010, 11:30 am
The two Republicans--Commissioners Troy Paredes and Kathleen Casey--voted against a draft access rule in May 2009. [read post]
19 Apr 2010, 5:11 pm
See Securities and Exchange Commission v. [read post]
19 Apr 2010, 3:32 pm
Republican commissioners Kathleen Casey and Troy Paredes voted against suing, the person said. [read post]
