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23 May 2024, 10:40 am
’s Concrete Pumping Service, Inc. v. [read post]
22 May 2024, 4:03 am
In October 2006, Wright and Green obtained a loan in the principal sum of $1.151 million secured by a mortgage on the Property in favor of Mortgage Electronic Registration System, Inc., as nominee for Countrywide Bank, N.A. [read post]
21 May 2024, 9:01 pm
The Final Rule focuses on whether advice is being provided to retirement accounts in the context of a trusted advice relationship. [read post]
20 May 2024, 9:05 pm
The Second Circuit in particular has grappled with this question in cases like Public Service Employees Union Pension Trust Fund v. [read post]
10 May 2024, 6:00 am
The major companies that provide these so called “pay in four” products, such as Affirm Holdings Inc., Klarna Bank AB and Block Inc. [read post]
9 May 2024, 2:00 pm
The Arizona firm waited for their bank’s notification that the check they received from the “debtor” was valid before issuing payment to “Groat Machinery, Inc. [read post]
8 May 2024, 7:20 pm
Failure to Supervise Unit Investment Trust Sales December 2019 Oppenheimer & Co. agreed to pay nearly $4.7 million to settle allegations that it failed to properly supervise $6.4 billion worth of unit investment trust sales over five years, according to the Financial Industry Regulatory Authority. [read post]
8 May 2024, 2:26 pm
With respect to social security, federal government projections tell us by 2033—a scant nine years away—the reserves in the Old-Age and Survivors Insurance (social security) Trust Fund (hereafter, Trust Fund) will be depleted and the continuing program income (FICA taxes) will be sufficient to pay only 77 percent of scheduled benefits.[1] That’s a big 23% hole that people will desperately want filled. [read post]
8 May 2024, 9:49 am
Still, it remains to be seen whether human users would feel comfortable trusting 100% autonomous transactions. [read post]
4 May 2024, 8:31 pm
Solutions Law Press, Inc. invites you to receive future updates by registering on here and participating and contributing to the discussions in our Solutions Law Press, Inc. [read post]
22 Apr 2024, 1:15 pm
LPL Financial LLC Wells Fargo Clearing Services, LLC Chun Elmejjad Equitable Advisors, LLC AXA Advisors, LLC Jonathan Gervaise Jackson National Life Distributors LLC Pruco Securities, LLC Jonathan Long Cambridge Investment Research, Inc. [read post]
19 Apr 2024, 1:34 pm
Key Investment Services LLC Shaquane Smith-Thompson J.P. [read post]
19 Apr 2024, 6:00 am
State Education Department (Preschool Special Education Audit Initiative) – Positive Beginnings, Inc. [read post]
19 Apr 2024, 6:00 am
State Education Department (Preschool Special Education Audit Initiative) – Positive Beginnings, Inc. [read post]
15 Apr 2024, 9:01 pm
One proposal—part of Toomey’s proposed Stablecoin TRUST Act—would have required Federal Reserve Banks to grant master accounts to state-chartered depository institutions acting as issuers of payment stablecoins, a type of cryptocurrency pegged to the U.S. dollar that would be 100% backed by cash or cash equivalents. [read post]
14 Apr 2024, 1:05 pm
Am., Inc. v. [read post]
7 Apr 2024, 9:05 pm
For example, the foundation of a free enterprise system depends on basic political agreements about the legitimacy of the rule of law, and business firms have an obligation to help preserve it.[12] The global climate emergency, to take another example, demands that business firms play a part too – and not only when and if pro-climate policies, products, or services contribute to the economic value of the firm.[13] One objection may be that my recommended approach is too complicated. [read post]
3 Apr 2024, 9:03 pm
Let me start by reminding you that my views are my own as a Commissioner and not necessarily those of the Securities and Exchange Commission (“SEC”) or my fellow Commissioners. [read post]
3 Apr 2024, 9:01 pm
It is important for us to speak directly to not just the securities bar, but also to everyone that is interested in our work. [read post]
1 Apr 2024, 7:16 am
His previous employers include Northwestern Mutual Investment Services, LLC (CRD# 2881) of Milwaukee, WI, Walnut Street Securities, Inc. [read post]
