Search for: "US Trades, LLC"
Results 1 - 20
of 8,507
Sort by Relevance
|
Sort by Date
11 Jun 2024, 1:36 pm
Non-traded BDCs are complex, high-risk investments. [read post]
10 Jun 2024, 8:28 pm
Texas Couple Sues Fidelity Over Options Strategy Investment Losses Fidelity’s Advisory Referral Program Being Wrongfully Pushed on Fidelity’s Clients Fidelity Brokerage Services, LLC (Fidelity) is facing claims related to its Wealth Advisor Solutions product (WAS) that Fidelity uses to recommend “third-party independent investment advisory firms. [read post]
10 Jun 2024, 3:36 am
Bull Creek Brewing, LLC, Cancellation No. 92079099 (June 4, 2024) [precedential] (Opinion by Judge David K. [read post]
9 Jun 2024, 9:16 pm
Author: Luis Blanquez We recently wrote about the Federal Trade Commission’s blog post explaining how relying on a common algorithm to determine your pricing decisions might violate Section 1 of the Sherman Act. [read post]
8 Jun 2024, 11:13 am
Latency also plays a role in more mundane interactions, such as negotiating the price of a used car. [read post]
5 Jun 2024, 3:38 pm
FINRA alleged that Katz forged customer signatures on switch letters, and purportedly used discretion without authorization. [read post]
5 Jun 2024, 1:15 pm
In 2010, Trading Technologies International, Inc. [read post]
4 Jun 2024, 7:09 pm
Lumber One Wood Preserving, LLC, 792 F.3d 1331 (11th Cir. 2015) was Alabama’s Deceptive Trade Practices Act (“ADTPA”). [read post]
4 Jun 2024, 7:00 am
Many family law practitioners and not a few business owners probably never heard of the Federal Trade Commission (FTC). [read post]
3 Jun 2024, 12:50 pm
Our firm represents investors in all types of securities related claims, including claims involving stock fraud, broker misrepresentation, churning, unsuitable investments, selling away, and unauthorized trading, among many others. [read post]
3 Jun 2024, 4:31 am
The property was apparently owned and managed through several separate entities, including Maiden Lane Holding LLC, Maiden Lane Capital LLC, and Maiden Lane Development LLC. [read post]
31 May 2024, 11:49 am
Boggs, who worked for Merrill Lynch for 12 years, allegedly defrauded at least eight clients between 2008 and 2018, using the funds for international travel, multiple apartment rents, and his personal residence’s mortgage. [read post]
31 May 2024, 11:27 am
This pioneered the current SPAC structure using a PIPE investment and tender offer. [read post]
30 May 2024, 5:11 am
So first up, we have Mathew Kerbis, out of Chicago, he’s the 2024 James Keane Award recipient, and founder of subscription attorney, LLC. [read post]
29 May 2024, 3:03 am
One practical consideration is whether the individual is working as a business—including doing business under an established business entity, such as an LLC or corporation; maintaining business licenses to perform their trade; and engaging in marketing, advertising, or other efforts to secure more work. [read post]
27 May 2024, 2:50 am
Trans Union, LLC has set an important precedent for consumer rights under the Fair Credit Reporting Act (FCRA). [read post]
23 May 2024, 5:39 am
In Ryan, LLC v. [read post]
22 May 2024, 9:20 am
., LLC v. [read post]
22 May 2024, 8:30 am
Without admitting or denying the SEC’s findings, ICE and its subsidiaries, consisting of Archipelago Trading Services, Inc.; New York Stock Exchange LLC; NYSE American LLC; NYSE Arca, Inc.; ICE Clear Credit LLC; ICE Clear Europe Ltd.; NYSE Chicago, Inc.; NYSE National, Inc.; and the Securities Industry Automation Corporation agreed to a cease-and-desist order in addition to ICE’s monetary penalty. [read post]
21 May 2024, 11:45 am
In contrast, the TTAB held that ROGUE “has not demonstrated prior use of goods that are sufficiently related to Rogue Ridge’s goods, or that such goods are sold through the same channels of trade to the same purchasers . . . [read post]
