Search for: "Working Group on Securities Disclosure Authority"
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21 May 2024, 5:49 am
Department of Homeland Security (DHS) should use artificial intelligence (AI) to “defend and secure the homeland. [read post]
20 May 2024, 10:00 pm
HIPAA Authorization for PHI Use or Disclosure Adopt this template to obtain the consent for use or disclosure of an individual's PHI. [read post]
14 May 2024, 1:33 pm
The organizers allege, based on analysis by digital security experts, that the newly installed cameras are Toronto police technology with facial recognition capabilities, suggesting that the university is likely working in conjunction with the Toronto police to monitor the activities and identities of the protestors. [read post]
10 May 2024, 6:45 am
Another group of states and other parties intervened in support of the waiver authority. [read post]
10 May 2024, 3:00 am
Senate President Warren Petersen and House Speaker Ben Toma, both Republicans, say Proposition 211 takes rulemaking authority away from the Legislature delegates too much authority to the Arizona Clean Elections Commission, an agency of the executive branch. [read post]
8 May 2024, 7:20 pm
When brokers violate securities laws, such as making unsuitable investments, the brokerage firm they are working with may be liable for investment losses through FINRA Arbitration. [read post]
7 May 2024, 7:35 am
He had been a veteran in the securities industry for 37 years and worked at SagePoint from 2005 until December 2023. [read post]
5 May 2024, 9:01 pm
Such claims would only be recoverable where burden-sharing standards and robust disclosure standards are met. [read post]
5 May 2024, 6:44 pm
The report lists 11 categories of threats against lawyers under the law, and it recommends that Hong Kong authorities repeal the law, as well as relevant authorities repealing other laws restricting civil and political rights in Hong Kong. [read post]
2 May 2024, 12:35 pm
The firm reportedly has 244 disclosure events on its broker report or CRD. [read post]
1 May 2024, 10:16 pm
The firm reportedly has 250 disclosure events on its broker record including 189 regulatory events and 57 arbitrations among others. [read post]
27 Apr 2024, 6:00 am
Authorities are working to prepare for one by, for the first time, conducting a massive federal tabletop exercise focused on food and agriculture cybersecurity resilience. [read post]
27 Apr 2024, 6:00 am
Authorities are working to prepare for one by, for the first time, conducting a massive federal tabletop exercise focused on food and agriculture cybersecurity resilience. [read post]
26 Apr 2024, 12:18 pm
The suit was brought by the Chamber of Commerce and the Business Roundtable along with other business groups. [read post]
26 Apr 2024, 4:38 am
The suit was brought by the Chamber of Commerce and the Business Roundtable along with other business groups. [read post]
26 Apr 2024, 3:00 am
The introduction of the bill was prompted by the use of NDAs during negotiations between fast food industry and labor groups over a landmark deal to raise California’s minimum wage for fast food workers. [read post]
22 Apr 2024, 5:00 am
However, whatever the source of the authority, “if an official has authority to speak for the State, he may have the authority to do so on social media. [read post]
20 Apr 2024, 9:05 pm
The Regulatory Review: Can you explain the role of FINRA and how it works with the SEC to regulate brokerage firms and exchange markets? [read post]
19 Apr 2024, 3:00 am
Senate voted to dismiss two articles of impeachment against Homeland Security Secretary Alejandro Mayorkas, which allege he mismanaged an influx of migrants at the U.S. [read post]
16 Apr 2024, 10:42 pm
Bill of Rights and Working Group Bills Unsurprisingly, another common type of AI legislation is bills that would provide for commissions or working groups to study AI and come up with recommendations for dealing with the new technology. [read post]
