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The SEC may also conduct an “examination,” which involves a thorough review of a company’s disclosures, marketing materials, compliance plans, and internal controls to determine whether they are aligned with actual business practices.[9] The SEC similarly will “assess whether ESG products are appropriately labeled and whether recommendations of such products for retail investors are made in the investors’ best interests. [read post]
29 Jul 2023, 11:53 am by Arianna Morseau
  New Mexico Legal Aid, Inc. [read post]
28 Jul 2023, 1:02 pm by The White Law Group
Complex Investment Products: Securities fraud often utilizes complex investment products or investment strategies that are difficult for investors to understand. [read post]
25 Jul 2023, 10:43 am by Rob Robinson
Exterro and ModeOne Announce Global Strategic Partnership Exterro Inc., (“Exterro”), the preferred provider of Legal GRC software specifically designed for in-house legal, privacy, and IT teams at Global 2000 and AmLaw 200 organizations, and ModeOne Technologies, Inc. [read post]
11 Jul 2023, 7:24 am by Jesse M. Coleman and Kevin Green
Advanced Personal Computing Inc. et al., No. 2019-15000, in the 190th District Court of Harris County, Texas. [read post]
7 Jul 2023, 10:18 am by Daily Record Staff
Novavax, Inc., a Gaithersburg-based, global company advancing protein-based vaccines with its novel Matrix-M adjuvant, has been granted full marketing authorization by the European Commission in the European Union (EU) for its COVID vaccine Nuvaxovid. [read post]
6 Jul 2023, 3:53 am by Rob Robinson
These advancements in legal technology aim to increase efficiency, reduce risk, and control costs for legal professionals. [read post]
5 Jul 2023, 12:52 pm by The White Law Group
The charges involved trading in advance of the public announcement that Airgas, Inc. had entered into a definitive agreement to be acquired by Air Liquide, S.A. for approximately $10.3 billion, or $143 per share. [read post]
3 Jul 2023, 11:14 am by Gene Takagi
President & Fellows of Harvard College and Students for Fair Admissions, Inc. v. [read post]
28 Jun 2023, 5:49 pm by Keith Szeliga and Emily Theriault
Summer is here and we’re back with another edition of the Cost Corner, where we provide practical insight into the complex cost and pricing requirements that apply to Government contractors. [read post]
25 Jun 2023, 10:03 am by Chris Castle
Congress reviews the work product of The MLC, Inc. every five years (17 USC §115(d)(3)(B)(ii)) to decide if Congress should allow The MLC, Inc. to continue another five years. [read post]
23 Jun 2023, 2:00 am by Heide Abelli, SageX, Inc.
She’s also a seasoned veteran of product development, innovation, and product management in the fields of corporate training and ed tech and is also an adjunct professor of management at Boston College. [read post]
22 Jun 2023, 12:28 pm by Eugene Volokh
Technological advances are commonplace and there is nothing inherently improper about using a reliable artificial intelligence tool for assistance. [read post]
20 Jun 2023, 8:47 am by admin
” We live in a technologically advanced society that seems to grow larger and faster by the day. [read post]