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SEC Enforcement Division’s Asset Management Unit’s Chief Anticipates Increase in Private Equity Enforcement
14 Feb 2013, 7:04 pm by Alexander J. Davie
© 2013 Alexander J. [read post]
Strictly Business - http://www.strictlybusinesslawblog.com/
Court’s Invalidation of Zappos.com’s Arbitration Provision Offers Lessons for Company Websites
23 Jan 2013, 9:09 am by Alexander J. Davie
Sept. 27, 2012) © 2013 Alexander J. [read post]
Strictly Business - http://www.strictlybusinesslawblog.com/
SEC Enforcement Division’s Asset Management Unit Chief Reveals New Priorities in Regulation of Private Funds
9 Jan 2013, 11:16 am by Alexander J. Davie
———————————— © 2013 Alexander J. [read post]
Strictly Business - http://www.strictlybusinesslawblog.com/
FINRA Takes a Small and Extremely Tentative Step Towards Implementing Crowdfunding
19 Dec 2012, 4:04 pm by Alexander J. Davie
———————————— © 2012 Alexander J. [read post]
Strictly Business - http://www.strictlybusinesslawblog.com/
Neogenix Oncology: A Good Case Study on Securities Law (Non)Compliance by a High Growth Company – Part 3: When the Genie Can’t Be Put Back in the Bottle
16 Nov 2012, 4:24 pm by Alexander J. Davie
———————————— © 2012 Alexander J. [read post]
Strictly Business - http://blog.alexanderdavie.com/
Neogenix Oncology: A Good Case Study on Securities Law (Non)Compliance by a High Growth Company – Part 2: What Neogenix Did
24 Oct 2012, 9:01 am by Alexander J. Davie
———————————— © 2012 Alexander J. [read post]
Strictly Business - http://blog.alexanderdavie.com/
Neogenix Oncology: A Good Case Study on Securities Law (Non)Compliance by a High Growth Company – Part 2: What Neogenix Did
24 Oct 2012, 9:01 am by Alexander J. Davie
———————————— © 2012 Alexander J. [read post]
Strictly Business - http://blog.alexanderdavie.com/
Neogenix Oncology: A Good Case Study on Securities Law (Non)Compliance by a High Growth Company – Part 1: How It All Happened
5 Oct 2012, 8:12 am by Alexander J. Davie
———————————— © 2012 Alexander J. [read post]
Strictly Business - http://blog.alexanderdavie.com/
Neogenix Oncology: A Good Case Study on Securities Law (Non)Compliance by a High Growth Company – Part 1: How It All Happened
5 Oct 2012, 8:12 am by Alexander J. Davie
———————————— © 2012 Alexander J. [read post]
Strictly Business - http://blog.alexanderdavie.com/
506(c) and General Solicitation and Advertising in Securities Offerings
5 Sep 2012, 5:34 am by Doug Cornelius
Sources: Proposed Rule SEC Press Release Comment on the Proposed Rule Commissioner Gallagher’s speech Commissioner Aguilar’s speech Liveblogging SEC open meeting on lifting the ban on general solicitation by William Carleton SEC Proposes Rule 506/144A Changes Including Removing General Solicitation Ban by Broc Romanek in The Corporate Counsel .net The SEC (Finally) Issues a Preliminary Rule for Repeal of the Regulation D General Solicitation Requirements by Alexander… [read post]
Compliance Building - http://www.compliancebuilding.com
60 Years of American Economic History, Told in One Graph
3 Sep 2012, 2:53 pm by Brian Hollar
Productivity, by Alexander J. [read post]
Thinking on the Margin - http://thinkingonthemargin.blogspot.com/
The SEC (Finally) Issues a Preliminary Rule for Repeal of the Regulation D General Solicitation Requirements
30 Aug 2012, 8:18 am by Alexander J. Davie
——————————— © 2012 Alexander J. [read post]
Strictly Business - http://blog.alexanderdavie.com/
The SEC (Finally) Issues a Preliminary Rule for Repeal of the Regulation D General Solicitation Requirements
30 Aug 2012, 8:18 am by Alexander J. Davie
——————————— © 2012 Alexander J. [read post]
Strictly Business - http://blog.alexanderdavie.com/
SEC Continues to Miss Key Deadline in Implementing JOBS Act, Drawing Ire of Congress
24 Aug 2012, 1:49 pm by Alexander J. Davie
Venture Capital Rebirth Delayed by Third Blown Deadline JOBS Act Tangled in Red Tape, Coming 2014 at the Earliest ——————————— © 2012 Alexander J. [read post]
Strictly Business - http://blog.alexanderdavie.com/
SEC Continues to Miss Key Deadline in Implementing JOBS Act, Drawing Ire of Congress
24 Aug 2012, 1:49 pm by Alexander J. Davie
Venture Capital Rebirth Delayed by Third Blown Deadline JOBS Act Tangled in Red Tape, Coming 2014 at the Earliest ——————————— © 2012 Alexander J. [read post]
Strictly Business - http://blog.alexanderdavie.com/
Retaining Key Employees in a Privately-Held Company through Equity Compensation – Part 6: Securities Law and Corporate Governance Implications
19 Aug 2012, 4:07 pm by Alexander J. Davie
———————————– © 2012 Alexander J. [read post]
Strictly Business - http://blog.alexanderdavie.com/
Retaining Key Employees in a Privately-Held Company through Equity Compensation – Part 6: Securities Law and Corporate Governance Implications
19 Aug 2012, 4:07 pm by Alexander J. Davie
———————————– © 2012 Alexander J. [read post]
Strictly Business - http://blog.alexanderdavie.com/
Unlikely Coalition Comes Together in Opposition to the Creation of an SRO for Investment Advisers
6 Aug 2012, 3:32 pm by Alexander J. Davie
———————————– © 2012 Alexander J. [read post]
Strictly Business - http://blog.alexanderdavie.com/
Unlikely Coalition Comes Together in Opposition to the Creation of an SRO for Investment Advisers
6 Aug 2012, 3:32 pm by Alexander J. Davie
———————————– © 2012 Alexander J. [read post]
Strictly Business - http://blog.alexanderdavie.com/
Maryland Securities Commissioner Issues New Order Adopting a Private Fund Exemption Based on Model NASAA Rule
22 Jun 2012, 6:04 pm by Alexander J. Davie
———————————– © 2012 Alexander J. [read post]
Strictly Business - http://blog.alexanderdavie.com/