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8 May 2018, 8:53 am by Silver Law Group
Morgan Securities   Chase Investment Services Corp   Brian Patrick Hurley   MML Investors Services, LLC   NYLife Securities   Lindsey Marie Katula   Wells Fargo Clearing Services, LLC   Wells Fargo Advisors, LLC   Jason Harris Klabal   Alexander Capital, L.P. [read post]
27 Apr 2016, 7:13 am
 The articles suggest that Kendall showed her designs to someone at Alexander McQueen and the rest is apparently matrimonial history. [read post]
12 Jan 2022, 9:41 am by David Klein
The Federal Trade Commission (“FTC”) recently announced the settlement of a lawsuit against ITMedia Solutions LLC and its affiliates (collectively “ITMedia”) for allegedly violating certain lead generation marketing laws. [read post]
21 Aug 2023, 8:12 am by jeffreynewmanadmin
The Securities and Exchange Commission charged Titan Global Capital Management USA LLC, a New York-based FinTech investment adviser, for using hypothetical performance metrics in advertisements that were misleading. [read post]
6 Aug 2019, 8:52 am by Silver Law Group
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Bender, Charles III   Suntrust Investment Services, Inc   JP Morgan Securities LLC   Bingham, Daniel   Essex Securities LLC   Investors… [read post]
1 Aug 2016, 1:21 pm by Adam Nicolazzo
., he was employed by Liberty Partners Financial Services, LLC from July to December 2012, Brookstone Securities, Inc. from March 2011 to June 2012, and Alexander Capital, LP from November 2009 to March 2011, per Mr. [read post]
27 Aug 2015, 6:38 am by Jim Sedor
Campaign Finance “Meet the Liberals Who Love Trump” by Ben Wofford for Politico New York: “State Elections Watchdog Files Lawsuit against ‘LLC Loophole’” by Chris Bragg for Albany Times Union Ethics “Prosecutors Rebuke Menendez Over Request to Dismiss His Corruption Case” by Alexander Burns for New York Times “The Net Worth of Presidential Candidates” by Thomas Frohlich, Michael Sauter, and Sam Stebbins (24/7 Wall St.) for… [read post]
30 Nov 2014, 6:59 am by SHG
Copyright © 2014 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
26 Sep 2015, 5:50 am by SHG
  Copyright © 2015 Simple Justice NY, LLC This feed is for personal, non-commercial and Newstex use only. [read post]
12 Jun 2020, 6:04 am
Sinkular and Don Kokoskie, Pay Governance LLC, on Thursday, June 11, 2020 Tags: Equity-based compensation, Executive Compensation, Firm performance, Incentives, Long-Term value, Ownership, Pay for performance [read post]
4 Jul 2023, 9:01 pm by Michael C. Dorf
Justice Neil Gorsuch wrote for the conservative super-majority in 303 Creative LLC v. [read post]
27 Jul 2020, 9:42 am by Silver Law Group
Morgan Securities LLC   David Stateman   Allstate Financial Services, LLC   AXA Advisors, LLC   Alexander Walker   Fidelity Brokerage Services LLC For example, FINRA Rule 3240 governs borrowing and lending arrangements between registered investment advisors (RIAs) and customers of their member firm. [read post]
15 Feb 2019, 6:14 am
Securities Class Action Filings—2018 Year in Review Posted by Alexander “Sasha” Aganin and John Gould, Cornerstone Research, on Friday, February 8, 2019 Tags: Class actions, International governance, Merger litigation, Mergers & acquisitions, Securities enforcement, Securities fraud, Securities litigation, U.S. federal courts Public Markets for the Long Term: How Successful Listed Companies Thrive Posted by Sarah… [read post]
13 Nov 2013, 3:24 am
Keith Alexander Ashe dba Spendology and Spendology LLC, Opposition No. 91207409 (October 15, 2013) Applicant enjoyed a constructive first use date of October 25, 2011, the filing date of the opposed application. [read post]
28 Dec 2016, 8:30 am by Kate McGovern Tornone
Puzder will be a good partner in creating an environment to help grow jobs for American workers,” Alexander said in the statement. [read post]