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15 May 2019, 3:45 pm
Wasserman, PAA’s president, with fraud and related charges in connection with making material misrepresentations and omissions in American Growth Funding II LLC (AGF II)’s private placement offering. [read post]
25 Apr 2019, 6:45 am
Louis BOARD OF EDITORS Jim Alexander Managing Shareholder, Maggio Kattar Nahajzer + Alexander, PC Guillermo Cantor Research Director, American Immigration Council Dree K. [read post]
24 Apr 2019, 12:40 pm
Schmidt, was ordered to pay over $25M while various entities, including FutureGen Company and Commercial Equity Partners, LLC were told to disgorge more than $12M. [read post]
24 Apr 2019, 8:26 am
Louis AILA BOARD OF EDITORS Jim Alexander, Managing Shareholder, Maggio Kattar Nahajzer + Alexander, PC Guillermo Cantor, Research Director, American Immigration Council Dree K. [read post]
19 Apr 2019, 5:39 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrera, Cynthia Morgan Stanley Smith Barney Merrill Lynch, Pierce, Fenner & Smith Beyn, Edward Rothchild Lieberman LLC Craig Scott Capital Blanchard, Keith Waddell & Reed Block, Gabriel… [read post]
19 Apr 2019, 5:36 am
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Ferree, Stuart LPL Financial LLC Invest Financial Corporation Anderson, Andy LPL Financial LLC Invest Financial Andrzejewski,… [read post]
16 Apr 2019, 3:31 pm
Experts included Lisa Alexander, Vice President of Farragut Group; Vito Dacchille, Chief Executive Officer of Redwood Dental; Matthew Evans, Managing Director – Healthcare of Monroe Capital LLC; Stewart Gandolf, Chief Executive Officer & Creative Director of Healthcare Success; and Katherine Gibson, Senior Vice President of Marwood Group. [read post]
16 Apr 2019, 10:53 am
From June 2012 until June 2014 Sparacino was registered with Alexander Capital, L.P. [read post]
8 Apr 2019, 5:18 am
BLAND FARMS PRODUCTION & PACKING, LLC, DELBERT BLAND, an... [read post]
4 Apr 2019, 11:15 am
That conference entitled "Enforcing Patents Smoothly: From Automatic Injunctions to Proportionate Remedies" was organized by Institute of Law and Technology/Chair of Private Law, Intellectual Property Law and Technology Law at the Friedrich-Alexander-University Erlangen-Nuremberg, Germany. [read post]
3 Apr 2019, 9:55 am
Evidence of Mr Gleissner's activities was relevant and admissible (as it was in the Alexander case). [read post]
3 Apr 2019, 4:09 am
Bd. v Pierce Goodwin Alexander & Linville, 137 So.3d 1059 (Fla. 4th DCA 2014). [read post]
14 Mar 2019, 6:33 am
Posted by Pamela Marcogliese, Matthew Solomon and Alexander Janghorbani, Cleary Gottlieb Steen & Hamilton LLP, on Thursday, March 14, 2019 Editor's Note: Pamela L. [read post]
13 Mar 2019, 10:22 am
Six Flags Entertainment Corporation and its subsidiary Great America LLC own and operate the Six Flags Great America amusement park in Gurnee, Illinois. [read post]
15 Feb 2019, 6:14 am
Securities Class Action Filings—2018 Year in Review Posted by Alexander “Sasha” Aganin and John Gould, Cornerstone Research, on Friday, February 8, 2019 Tags: Class actions, International governance, Merger litigation, Mergers & acquisitions, Securities enforcement, Securities fraud, Securities litigation, U.S. federal courts Public Markets for the Long Term: How Successful Listed Companies Thrive Posted by Sarah… [read post]
12 Feb 2019, 8:42 am
The SEC charged Robert Alexander with fraudulently raising approximately $9 million from more than 50 individuals by selling investments in Kizzang LLC, a purported online gaming business. [read post]
11 Feb 2019, 7:49 am
Author Michael Stack, CEO Amaxx LLC. [read post]
4 Feb 2019, 2:09 pm
Philip Sparacino also was registered with Alexander Capital, L.P. in Staten Island, New York from June 20, 2012 until June 27, 2014, FINRA states. [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]
28 Jan 2019, 11:18 am
His previous employers include Alexander Capital, L.P. [read post]
