Search for: "American Investment Exchange, LLC"
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24 Aug 2018, 6:34 am
In the United States, most investments sold to the public are subject to registration with the Securities and Exchange Commission (SEC). [read post]
17 Aug 2018, 7:45 am
Yesterday's CapStack Nashville 3 LLC et al. v. [read post]
16 Aug 2018, 5:48 pm
ETF Fraud Lawsuit Seek Damages from Elkhorn Capital Group Founder Keystone Associates LLC and Mountain Partners LLC, two companies based in Utah, are now suing ex-Elkhorn Capital Group CEO and founder Benjamin Fulton for fraud. [read post]
13 Aug 2018, 9:49 am
LLC, et al., Case No. 18-CV-7162 (S.D.N.Y. [read post]
10 Aug 2018, 6:11 am
of the Berle-Means Corporation Posted by Brian Cheffins (University of Cambridge), on Monday, August 6, 2018 Tags: Blockholders, Boards of Directors, Corporate forms, Entrenchment, Index funds, Institutional Investors, Ownership structure, Shareholder activism JOBS Act 3.0 Posted by Glenn Pollner, Elizabeth Ising, and Thurston Hamlette, Gibson, Dunn & Crutcher LLP, on Monday, August 6, 2018 Tags: Capital formation, Capital… [read post]
7 Aug 2018, 2:03 pm
appeared first on Zamansky LLC. [read post]
6 Aug 2018, 8:58 am
Chang, Cosgrove Law Group, LLC. [read post]
6 Aug 2018, 3:00 am
(registered as a broker-dealer) – Digital Wealth LLC (registered as an investment advisor) The blog points out that by acquiring licensed entities, Coinbase may be able to speed up its plan to create an exchange-based trading platform for blockchain-based securities. [read post]
31 Jul 2018, 3:58 am
” This catalog divides foreign investment into “encouraged,” “restricted” and “prohibited” investments. [read post]
23 Jul 2018, 1:02 pm
Homero Joshua Garza, GAW Miners, LLC, et al., Civil Action No. 3:15-cv-01760 (D. [read post]
30 Jun 2018, 12:48 pm
Some of the Woodbridge entities or Woodbridge Funds include the following: WMF Management, LLC Woodbridge Group of Companies, LLC Woodbridge Mortgage Investment Fund 1, LLC Woodbridge Mortgage Investment Fund 2, LLC Woodbridge Mortgage Investment Fund 3, LLC Woodbridge Mortgage Investment Fund PA, LLC Woodbridge Group of Companies, LLC (DBA Woodbridge Wealth) Investors who have suffered losses are… [read post]
27 Jun 2018, 6:30 am
Logue entered the securities industry in 1990 and was most recently registered with American Independent Securities Group, LLC from July 2014 to June 2017. [read post]
3 Jun 2018, 2:18 pm
Securities and Exchange Commission (SEC) (which issued, on March 7, 2018, its own broad and sweeping statement about the dangers potential illegalities of exchange like crypto-trading facilities). [read post]
29 May 2018, 3:42 am
Each member invested $700,000 initially. [read post]
11 May 2018, 7:22 am
As exchange and postal rates fluctuated, one could legally make a profit by purchasing postal reply coupons cheaply in some foreign country, sending them back to the U.S. to swap them out for American stamps of a higher value, and then selling these stamps. [read post]
13 Apr 2018, 10:04 am
Coldwell Banker Real Estate, LLC, Case No. [read post]
12 Apr 2018, 12:37 pm
Coldwell Banker Real Estate, LLC, Case No. [read post]
4 Apr 2018, 11:28 am
SEC Comments on NASAA’s Release Reminding Investors of Risks in Cryptocurrency Investment: The SEC commended the January 4, 2018 release from the North American Securities Administrators Association stressing concerns relating to cryptocurrencies and ICOs. [read post]
3 Apr 2018, 10:32 am
LLC, PC, etc.) will the venture establish? [read post]
2 Apr 2018, 4:03 pm
The SEC explicitly recognizes the importance of “tone at the top,” as demonstrated by one of its more specific and impactful directives, requiring that so-called executive certifications regarding the design and effectiveness of disclosure controls now encompass cybersecurity matters (such as certifications made pursuant to the Exchange Act Rules 13a-14 and 15d-14 as well as Item 307 of Regulation S-K and Item 15(a) of Exchange Act Form 20-F). [read post]
