Search for: "Announcements To Clients of Former Employer"
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26 Apr 2019, 10:55 am
According to a press announcement on April 25, the United States District Court for the Southern District of New York reportedly ordered former broker Zachary S. [read post]
29 Aug 2017, 6:11 am
The Securities and Exchange Commission announced today that it is charging former financial advisor Dawn Bennett with defrauding investors and spending their money on herself. [read post]
14 Nov 2023, 9:01 pm
The Securities and Exchange Commission announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
5 Feb 2009, 5:33 am
In the past year, the firm has won arbitration award for clients in employment disputes in the amounts of $1.7 and $3.9 million. [read post]
10 Feb 2007, 12:50 pm
The law is clear that simply announcing your new job or company to your former contacts is proper. [read post]
1 Oct 2019, 8:15 am
” Bostock asked the justices to review the 11th Circuit’s ruling, while Altitude Express – Zarda’s former employer – did the same for the 2nd Circuit’s decision. [read post]
3 Sep 2019, 9:33 am
” Bostock asked the justices to review the 11th Circuit’s ruling, while Altitude Express – Zarda’s former employer – did the same for the 2nd Circuit’s decision. [read post]
18 Aug 2021, 3:30 am
Yesterday, the SEC announced insider trading charges against the former head of biz dev at a mid-cap company that was acquired at a premium 5 years ago. [read post]
5 Dec 2017, 6:56 am
If these allegations can be proven and if it can be demonstrated that Bennett’s former employer failed to properly supervise her, her employer may be held responsible for the losses in a FINRA arbitration claim. [read post]
20 Sep 2016, 6:25 am
They asked employees if they had family, employment, or financial relationships with audit clients that could raise independence concerns. [read post]
5 Jan 2012, 9:01 am
From 1992 to 1995, he was a litigation associate at the law firm David, Hager, Kuney & Krupin, where he counseled clients on federal, state, and local employment and wage hour laws, NLRB arbitrations, and other labor relations disputes. [read post]
17 May 2018, 11:39 am
While such actions would clearly harm their former employer, and many businesses have successfully proven that their non-compete agreements protect only their legitimate business interests, non-compete agreements have become increasingly stringent, while at the same time more widespread, in the past decade or so, further inhibiting employment opportunities for workers. [read post]
18 Oct 2012, 11:01 am
This is the first part in a two part series of posts explaining the saga of an IRS whistleblower from UBS who spent years fighting his former employer before recently receiving a major reward for all his trouble. [read post]
13 May 2008, 7:54 am
In the past year, the firm has won arbitration award for clients in employment disputes in the amounts of $1.7 and $3.9 million. [read post]
29 Apr 2019, 7:21 am
In Metalcraft of Mayville, Inc., a Board Majority made up of Board Chairman John Ring and Board member William Emmanuel ruled found that the Wisconsin based employer Metalcraft of Mayville, Inc. [read post]
1 Dec 2021, 3:55 am
Key points shared in this new technical guidance include: Job applicants and current and former employees are protected from retaliation by employers for asserting their rights under any of the EEOC-enforced anti-discrimination laws. [read post]
22 Jul 2013, 10:34 am
Stamer also is recognized for her experience and skill aiding clients with a diverse range of other employment, employee benefits, health and safety, public policy, and other compliance and risk management concerns. [read post]
5 May 2023, 5:42 am
Soliciting clients for a future employer while working for a current employer may be tortious interference of business. [read post]
CNN reporting on Gloria Allred reads like a press release — an embarrassingly written press release.
1 Oct 2010, 7:12 am
Nicandra Diaz Santillan blotted tears from her eyes as Allred announced she'd be filing a claim against her client's former employer, Republican candidate Meg Whitman, accusing her of emotional abuse and financial exploitation....Emotional abuse and financial exploitation? [read post]
10 Jan 2008, 12:53 pm
A former vice president, general counsel, and secretary, Ronald L. [read post]
