Search for: "Asset Funding Group Investments Fund 2, LLC"
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9 Apr 2009, 4:23 pm
Templeton Group, Inc., a company of which he was the president and treasurer, to fraudulently solicit funds from customers for forex transactions. [read post]
6 May 2014, 4:26 pm
Cybersecurity encompasses risks such as thefts of funds or business information and attacks designed to disable a firm’s operations. [read post]
30 Mar 2011, 7:00 am
In addition, the SEC has organized working groups specialized in certain areas such as new and structured products, valuation, and fixed income securities. [read post]
12 Aug 2008, 2:00 pm
Zucker Britz Brokerage - Commercial / Investment Sales 2 stella kordes exit kingdom realty real estate 3 ELLIOTT VILKAS rizzogroup Architecture 1 Ilan Bracha Bracha Group Brokerage - Residential 3 Nadia Nastaskin NTN Realty Group, Inc. [read post]
30 Mar 2023, 6:52 am
Cambridge Investment Research allegedly invested client assets in certain mutual funds and money market sweep funds that generated millions of dollars in revenue sharing payments to an affiliated broker-dealer, Cambridge Investment Research, Inc., instead of lower-cost share classes and investment options that would have yielded less or no revenue sharing. [read post]
25 Oct 2022, 10:46 am
Investment groups, the Commodity Futures Trading Commission (CFTC), and the Securities Exchange Commission (SEC) have begun filing a host of lawsuits across the federal district courts, five major lawsuits alone in the months of September 2022 and October 2022. [read post]
5 Aug 2008, 3:36 pm
Individual investors saw their assets frozen, and most are unable to access their accounts. [read post]
2 Aug 2010, 11:15 am
-Conn., a former owner and operator of the site; Tyco Healthcare Group, also former owner and operator; as well as BIM Investment Corp. and Shaffer Realty Nominee Trust, the current owners. [read post]
2 Jun 2022, 7:30 pm
§ 345(b) of the Bankruptcy Code through Friday, June 24, 2022, according to the filing on June 2. [read post]
25 Feb 2008, 3:30 am
Section 702 of the LLC Law authorizes judicial dissolution of LLCs "whenever it is not reasonably practicable to carry on the business in conformity with the articles of organization or operating agreement". [read post]
16 Nov 2023, 9:04 am
In the process the SEC seeks to freeze assets to prevent losses of funds that are later returned to investors. [read post]
20 Feb 2007, 7:07 am
Joseph Hadzima is a Managing Director of Main Street Partners LLC and an attorney who practiced law for 17 years, helping to found over 100 companies. -- Extended Bios: Stig Leschly: Stig Leschly (HLS/HBS ‘95) is the Founder and Managing Partner of SRL Capital, a privately held investment fund organized in 2006 to acquire and actively manage under-valued business assets, primarily real estate assets, in the Boston area. [read post]
9 Feb 2017, 1:23 pm
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
21 Sep 2012, 10:26 am
Madoff Investment Securities LLC (BLMIS). [read post]
29 Nov 2011, 9:42 am
• NEXT Financial Group, Inc.: $2 million in restitution and a $50,000 fine. [read post]
16 Sep 2008, 9:16 pm
A $400 million investment from some of the biggest technology companies, including Nokia Corporation, Intel, Apple Computer Inc., Sony Corporation, and Microsoft, funds the shopping spree. [read post]
2 Jan 2018, 2:52 pm
The deduction is limited to the greater of: 50% of the W-2 wages of the business or 25% of the W-2 wages of the business plus 2.5% of the initial asset basis of the tangible assets of the business. [read post]
1 Dec 2011, 10:43 am
Next Financial Group, Inc. of Houston, Texas, was ordered to pay $2 million in restitution and was fined $50,000 in connection with the sale of three Provident private placements, Steven Lynn Nelson, the firmandrsquo;s vice president for investment products and services, was fined $10,000 and suspended for six months. [read post]
19 Jul 2022, 9:01 pm
Accordingly, it is prudent that other crypto custodian platforms and those with substantial investments in such digital assets monitor the ongoing proceedings. [read post]
25 Jul 2022, 12:45 pm
Many donors find DAFs particularly attractive because a contribution of noncash assets like stock may allow for donors to avoid capital gains taxes on the disposition of those assets. [read post]
