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21 May 2023, 9:05 pm by renholding
TLC Beatrice Int’l Holdings, Inc., the Delaware Court of Chancery agreed to process a quadruple derivative suit involving two separate levels of French wholly-owned subsidiaries by treating the French assets as beneficially held by the Delaware holding company. [read post]
17 May 2023, 12:30 pm by The White Law Group
CFP Board Announces Imposed Sanctions on 22 Certified Financial Planners The CFP Board refers to the Certified Financial Planner Board of Standards, Inc. [read post]
16 May 2023, 9:18 am by The White Law Group
The firm reportedly had $474 million in revenue in 2022, with $23.8 billion in assets under management and 1,052 advisors. [read post]
16 May 2023, 8:21 am by Unknown
You can also be legitimately concerned whether any small group of asset managers should wield this degree of financial power for these ends. [read post]
10 May 2023, 9:01 pm by renholding
In those sectors, even marquee names have suffered as macroeconomic uncertainty persists and potential sources of capital retreat to government bonds and other safe assets. [read post]
9 May 2023, 9:01 pm by renholding
Or does the nominee intend to serve as a faithful representative of an activist stockholder or a special interest group (favoring, for example, immediate voluntary carbon reduction or the elimination of plastic packaging)? [read post]
5 May 2023, 4:00 am by Robert McKay
The deal, ironically, was announced within days of Thomson Reuters having sold, to an alternative asset management firm, a majority stake in one of its significant businesses aimed at legal markets. [read post]
24 Apr 2023, 6:28 am by sydneygallek
’ Further, the CFPB sued Encore Capital Group, Inc.; its subsidiaries, Midland Funding, LLC; Midland Credit Management, Inc.; and Asset Acceptance Capital Corp for violating a consent order from a 2015 judgment. [read post]
20 Apr 2023, 1:20 pm by Marcia Delgadillo
On February 9, 2023, the Security and Exchange Commission (“SEC”) charged Payward Ventures, Inc. and Payward Trading Ltd. [read post]
17 Apr 2023, 5:50 am by INFORRM
 NFTs will not be accepted as a classification in their own right without an indication of the asset to which the NFT relates. [read post]
11 Apr 2023, 11:53 am by The White Law Group
The firm also failed to supervise one of its brokers in connection with an offering of Platinum Wealth Partners, Inc. [read post]
10 Apr 2023, 2:56 am by Peter J. Sluka
” ALP, Inc. et ano. v Moskowitz, et al., Index No. 652326/2019 [Sup Ct NY County, June 14, 2021]. [read post]
2 Apr 2023, 6:00 am by Rob Robinson
Transaction valued at approximately $36M. 7-September-2022Business Intelligence Associates, Inc. [read post]