Search for: "Associated Asset Management LLC"
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15 Nov 2013, 5:24 pm
If a fund manager (or employee of the fund manager) makes political contributions to an elected official who could influence the allocation of assets to the adviser, the manager is prohibition from receiving fees on those assets for two years from the date of the political contribution. [read post]
9 May 2023, 6:51 am
By Elena Eyber, J.D.The SEC charged investment adviser Pinnacle Advisors LLC with aiding and abetting Liquidity Rule violations by a mutual fund it advised and whose Liquidity Risk Management Program it administered. [read post]
2 May 2024, 1:20 pm
However, it’s important to note that in a manager-managed LLC, a member who is not also a manager does not violate a duty or obligation under the Act or under the operating agreement merely because the member’s conduct furthers the member’s own interest. [read post]
15 Oct 2014, 3:56 pm
Defendants included in the permanent ban are: IAB Marketing Associates, Independent Association of Businesses, HealthCorp International, JW Marketing Designs, International Marketing Agencies, International Marketing Management, Wood LLC, James C. [read post]
31 Jul 2020, 11:06 am
appeared first on Levine, Furman & Rubin, LLC. [read post]
12 Apr 2011, 4:59 pm
Many professional practices are organized as LLCs, and their principal assets are the clients they serve. [read post]
27 Sep 2016, 6:44 am
The investment advisers, Advantage Investment Management, LLC (“AIM”) and Washington Wealth Management, LLC (“WWM”) failed to disclose receipt of revenue from third-party broker-dealers in the form of forgivable loans and the consequent conflicts of interest. [read post]
27 Sep 2016, 6:44 am
The investment advisers, Advantage Investment Management, LLC (“AIM”) and Washington Wealth Management, LLC (“WWM”) failed to disclose receipt of revenue from third-party broker-dealers in the form of forgivable loans and the consequent conflicts of interest. [read post]
2 Mar 2015, 3:26 am
Associates, LLC, 2014 Mass. [read post]
Delaware Court of Chancery Addresses Issue of First Impression in Connection with an LLC Dissolution
20 Mar 2012, 8:59 pm
In brief, the case involved Stewart Matthew asserting various claims against his former business associates, including his former fellow members and board of managers of Aeosphere LLC, as well as two companies with which Aeosphere purportedly had business dealings. [read post]
28 May 2019, 10:34 am
Customer agreements provided that those fees would be based on each customer’s assets under management. [read post]
13 Mar 2020, 7:52 am
Crown Asset Management which reached a similar conclusion. [read post]
11 Jan 2010, 7:01 am
The three hedge funds were, Valhalla Investment Partners L.P., Viking IRA Fund LLC and Viking Fund LLC. [read post]
11 Jan 2010, 7:01 am
The three hedge funds were, Valhalla Investment Partners L.P., Viking IRA Fund LLC and Viking Fund LLC. [read post]
21 Nov 2023, 9:57 pm
Like other assets, they must be carefully managed and safeguarded. [read post]
8 May 2023, 9:58 am
Like other assets, they must be carefully managed and safeguarded. [read post]
17 Jul 2019, 1:59 pm
The Association and St. [read post]
8 Apr 2015, 1:09 pm
That ownership stake doesn't have to have any management or voting rights associated with it. [read post]
16 Feb 2009, 4:00 am
Defendant Steven Schlam is the managing member. [read post]
25 Aug 2017, 10:00 am
For example, if one sues the LLC to recover on an outstanding debt, only the LLC’s assets can be reached. [read post]
