Search for: "Associated Terminals, LLC" Results 181 - 200 of 1,714
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30 Sep 2022, 6:47 am by Silver Law Group
As a result, FINRA then barred Seijas from association with any FINRA broker-dealer in all capacities, effective immediately. [read post]
27 Sep 2022, 11:48 am by Silver Law Group
Her last known employer was LPL Financial LLC (CRD#:6413) of West Palm Beach, FL. [read post]
27 Sep 2022, 9:05 am by Silver Law Group
On 7/18/2022, after Beebe failed to request termination of his suspension withing the three-month period following the letter, FINRA’s suspension became an indefinite bar from association with any FINRA broker-dealer member in all capacities. [read post]
26 Sep 2022, 7:59 pm by Cynthia Marcotte Stamer
The Equal Employment Opportunity Commission (“EEOC”) is suing pharmaceutical giant Lilly USA, LLC, for nationwide age discrimination by intentionally not hiring older workers for pharmaceutical sales representative positions based on their age from April 2017 to 2021. [read post]
25 Sep 2022, 10:51 am by Staff Attorney
 Since November 2012, Schmitz has been associated with Classic out of the firm’s Fargo, ND office location. [read post]
21 Sep 2022, 6:26 pm by Cynthia Marcotte Stamer
The new settlements require the four companies — CarMax, Axis Analytics LLC (aka Axis Group), Capital One Bank and Walmart — to pay a total of $331,520 in civil penalties, depending on the number of discriminatory advertisements they posted. [read post]
21 Sep 2022, 5:57 am by Staff Attorney
  Since April 2011, Martino has been associated with Four Points Capital Partners out of the firm’s New York, New York and Ridgewood, New Jersey offices. [read post]
19 Sep 2022, 7:44 am by Staff Attorney
  From May 2015 until January 2022 Rivero was associated with Jefferies LLC. [read post]
14 Sep 2022, 12:32 pm by Staff Attorney
  Since February 2017, Kintz has been associated with Benjamin F. [read post]
2 Sep 2022, 6:54 am by Staff Attorney
The reason for termination was that Melilli placed discretionary trades without authority. [read post]
1 Sep 2022, 7:30 am by Staff Attorney
Miller has been associated with Emerson Equity out of the firm’s San Mateo, CA office location. [read post]
30 Aug 2022, 10:08 am by Staff Attorney
Since October 2017, Lors has been associated with Wilmington Capital Securities out of the firm’s Westbury, NY office location. [read post]
29 Aug 2022, 7:37 am by Cristian Soler and James E. Lapeze
” In addition to wetlands impacts, the groups allege that the LNG terminal and an associated pipeline would have a “staggering” impact on the climate in the form of greenhouse gas emissions. [read post]
28 Aug 2022, 9:45 am by Staff Attorney
Serizawa is currently associated with Woodbury Financial Services, Incorporated out of their Irvine, California office location. [read post]
16 Aug 2022, 4:00 am by Scott Lloyd, Esq.
  Under Virginia’s LLC act, an LLC “is bound by its operating agreement, which regulates the conduct of its business and the relations of its members. [read post]