Search for: "BUSINESS FUNDING ASSOCIATES, LLC"
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5 Apr 2023, 7:14 pm
-Implement the WSPs effectively and ensure that they are followed by all associated persons. [read post]
4 Apr 2023, 4:49 pm
On Oct. 27, 2016, Cohen wired $130,000 from the Essential Consultants LLC account to Daniels’s lawyer. [read post]
4 Apr 2023, 1:19 pm
Knittel allegedly recommended that investors invest in a promissory note issued by a limited liability company to fund the renovation of a residential property and to pay for legal fees associated with renegotiating an existing lien on the property. [read post]
2 Apr 2023, 6:00 am
Transaction valued at approximately $36M. 7-September-2022Business Intelligence Associates, Inc. [read post]
30 Mar 2023, 8:48 am
Examples include oil and gas limited partnerships, non-traded REITs, business development companies, tenant-in-commons, and equipment leasing funds, and DSTs. [read post]
29 Mar 2023, 6:41 am
Manhattan District Attorney Alvin Bragg is nearing what could be the first criminal indictment of a former U.S. president in history. [read post]
29 Mar 2023, 12:50 am
Inadequate supervision of outside business activities: Registered representatives must provide written notice to their firms before engaging in outside business activities. [read post]
28 Mar 2023, 9:03 am
According to National Adult Protective Services Association (NAPSA), only 1 in 44 cases of financial abuse ever comes to light. [read post]
27 Mar 2023, 9:01 pm
Although the number of securities lawsuits filed this year remained steady compared to 2021, we have seen many notable developments in securities law. [read post]
24 Mar 2023, 7:11 am
Allegations include unauthorized transactions and unapproved outside business activities, among others. [read post]
17 Mar 2023, 3:33 pm
Generally, all risk associated with the loans are passed to the buyer. [read post]
13 Mar 2023, 4:33 am
& Jo Anne Gilbert Professor of Law at University of Oklahoma College of Law, presents her compelling observations that the contract-based focus often associated with LLCs is migrating to corporations, producing unintended consequences. [read post]
9 Mar 2023, 12:55 pm
VCPM was formed by Victory Park Capital Advisors, LLC (Victory Park). [read post]
6 Mar 2023, 1:37 pm
The Strategy makes evident the Administration’s desire to shift the burden of cybersecurity (and its associated costs and liability) from individuals, small businesses, and local government to the entities with the greatest expertise and resources, e.g., large owners and operators of critical infrastructure, vendors and software developers. [read post]
4 Mar 2023, 1:18 pm
A DBE does not serve a commercially useful function, however, if it acts as a mere pass-through, or extra participant, through which funds are passed to create the appearance that historically disadvantaged businesses did the work. [read post]
1 Mar 2023, 12:27 pm
Also, it’s their large fees associated with complex products. [read post]
1 Mar 2023, 9:58 am
LLC, (Fed. [read post]
24 Feb 2023, 3:00 am
California – Family Business: Meet the legacy caucus in the California Legislature CalMatters – Ben Christopher | Published: 2/8/2023 Of the 120 state lawmakers in California, twelve have current or former members in their immediate family. [read post]
16 Feb 2023, 6:02 am
The Firm failed to detect the mismarked tickets and failed to enforce its written supervisory procedures prohibiting solicitation of inverse or leveraged exchange traded funds. [read post]
13 Feb 2023, 10:27 am
Further, investment advisors with SEC or state registrations and banks, savings and loan associations, insurance firms, registered investment companies, business development companies, small business investment companies or rural business investment companies also qualify. [read post]
