Search for: "Barneys Inc" Results 181 - 200 of 317
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27 Jun 2011, 10:48 am by Misty Murray
Salomon Smith Barney, Inc., 530 U.S. 238 (2000), the Supreme Court had addressed the question of who can be sued under a different subsection of Section 1132(a), specifically subsection 1132(a)(3). [read post]
24 Jun 2011, 12:50 am
Salomon Smith Barney, Inc., 530 U.S. 238 (2000), in support of this proposition. [read post]
22 Jun 2011, 7:11 pm
Salomon Smith Barney, Inc. held a participant may sue a non-fiduciary for "other appropriate equitable relief" under ERISA § 502(a)(3). [read post]
20 Jun 2011, 5:58 pm
Morgan Stanley Smith Barney, Justia, June 14, 2011 More Blog Posts: MBIA Can Sue Morgan Stanley Over Alleged Misrepresentation of MBS Risks, Says US New York Supreme Court, Institutional Investor Securities Blog, June 14, 2011 Morgan Stanley & Co. and TD Ameritrade Inc. to Repurchase Over $338M in Auction Rate Securities from New Jersey Investors, Institutional Investor Securities Blog, May 4, 2011 Ex-Morgan Stanley Trader to Settle SEC Unauthorized Swaps Trading Claims… [read post]
1 Jun 2011, 5:19 am by Rob Robinson
- http://tinyurl.com/3dmlf48 (Ruth Bird) Rivals Watch, Wait as MSSB Starts Tweeting - http://tinyurl.com/4ylnwja (Andrew Osterland) Sarkozy Tells e-G8 Forum It's Time for Global Internet Rules - http://tinyurl.com/44lfxvb (Lora Bentley) Survey Shows Public Sector Support For Hybrid Clouds, Little For Public Clouds - http://tinyurl.com/3t3j6bf (Robert Mullins) Twitter Hashtags of the Week #eDiscovery #eDisclosure Vendor Views Industry Landscape City of Manassas Eliminates Need for PST Files,… [read post]
15 May 2011, 8:48 am by Securites Lawprof
Elias, former registered representatives of Salomon Smith Barney, Inc., and sustained the censures NYSE imposed against Spartis and Elias for misleading marketing materials sent to employees... [read post]
9 Apr 2011, 8:20 pm by Lindsey Harriman
Yves Saint Laurent America Inc., 11-2381, U.S. [read post]
16 Feb 2011, 3:00 pm by Lucas A. Ferrara, Esq.
Polak, Managing Director, Citigroup, Inc. and General Counsel, Morgan Stanley Smith Barney relationshipStacey J. [read post]
10 Feb 2011, 6:50 am
The respondents in the cased include Citigroup Global Markets Inc., operating under the name Smith Barney, and Citigroup Alternative Investments LLC. [read post]
22 Dec 2010, 3:30 am
Inc., Morgan Stanley DW, Inc. and Morgan Stanley Smith Barney LLC-- failed to pay their broker assistants overtime wages, compensation for missed meal and rest breaks, and failed to furnish itemized wage statements accurately reflecting the hours worked as required under the California labor law. [read post]
17 Dec 2010, 9:00 am
Some of them are the Ameriprise Financial Services, Wells Fargo Advisors, LPL Financial, and Edward Jones, Charles Schwab, Chase Investment Services, Morgan Stanley Smith Barney, Raymond James, Merrill Lynch and some others. [read post]