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21 May 2012, 10:06 am by Sam E. Antar
According to Item 403(b) of the Securities Act of 1993 companies must disclose: … by footnote or otherwise, the amount of shares that are pledged as security and the amount of shares with respect to which such persons have the right to acquire beneficial ownership as specified in Rule 240.13d-3(d)(1) of this chapter. [read post]
23 Jan 2023, 4:34 pm by centerforartlaw
A Primer on Artist Trusts: Part 2 Speaker 1 – Bennet Grutman, CPA: The Financial Basics of Creating a Trust What counts as a well-formed artist’s legacy? [read post]
22 Nov 2011, 12:12 pm by Stephen Jenei
Even the insurance underwriting process itself is beneficial and informative. [read post]
22 Apr 2016, 8:20 am by rachel@masslomap.org
-Boston Bruins Are #1 = 8o$ton8ruin$Are#1 -Love That Dirty Water = LoveThatDir+yWa+er –Numba 4 Bobby Orr! [read post]
23 May 2022, 4:57 am by Franklin C. McRoberts
Comments on Max The basic policy behind the business judgment rule and contractual exculpatory provisions is the same: it is highly beneficial for business enterprises, owners, and the public at large to encourage people with skill and expertise to serve as corporate fiduciaries. [read post]
3 Apr 2024, 9:05 pm by renholding
Beneficial Corporation,[1] securities class actions have often included options traders alongside purchasers and sellers of stock. [read post]
18 Nov 2011, 6:30 am by Wahab & Medenica LLC
”  This post sparked further anonymous comments, including ones that suggested Shiamili abused his wife and that Ardor was in financial trouble. [read post]
19 Mar 2015, 6:00 am by Administrator
A section 15 analysis requires a court to ask: “(1) Does the law create a distinction based on an enumerated or analogous ground? [read post]
29 Nov 2011, 7:57 am by Cathy Beyda
  As recently as 2003, no state had updated its wage payment statutes or regulations to address this beneficial method of wage payment. [read post]
11 May 2018, 5:15 am by Green, Schafle & Gibbs
FINRA Broker Disciplinary Action Report April 2018Each month, the agency that regulates the financial industry, FINRA (Financial Industry Regulatory Authority), produces a detailed report that runs down all disciplinary actions recently taken against brokerage firms and brokers. [read post]
19 Jan 2009, 9:21 pm by Bankruptcy Attorney
” In re Occidental Financial Group, Inc., 40 F.3d 1059, 1062 (9th Cir.1994); but see Palmer v. [read post]
19 May 2024, 4:01 am by Administrator
Bombardier inc., 2022 QCCA 802; 2024 SCC 11 (40350) At the heart of this dispute is a Letter of Counter-Guarantee governed by Québec law. [read post]
21 May 2024, 9:01 pm by renholding
The Final Rule is considerably narrower in scope from the rule the DOL adopted in 2016 (which the Fifth Circuit vacated in its entirety two years later)1 since it limits fiduciary status to recommendations made by persons who effectively hold themselves out as occupying a position of trust and confidence with respect to a retirement investor. [read post]