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21 Feb 2023, 10:00 pm
As many are aware, Congress passed its own version of the US Securities and Exchange Commission (SEC) staff’s mergers and acquisitions (M&A) broker no-action letter in December 2022, creating a new exemption from broker registration in Section 15(b)(13) of the Exchange Act that largely tracks the SEC staff’s no-action letter, with one important tweak. [read post]
27 Aug 2024, 9:15 pm
The blog says no follow-up letters were made public, and the SEC Staff seems to have accepted this explanation, but warns of a “larger takeaway” — that “the SEC staff appears to be monitoring these filing deadlines as the new rules are implemented,” and “it could also indicate that the reported SEC enforcement sweep on violations of Section 16(a), Section 13(d) and Item 405 disclosure obligations is continuing. [read post]
21 Dec 2012, 5:00 am
(See my November 29, 2011 blog post.) [read post]
10 Oct 2023, 6:44 am
Continue reading › The post Large Retail Pharmacy Chains Push Quotas and Limit Staff, Causing Millions of Errors Per Year appeared first on Pharmacy Error Injury Lawyer Blog. [read post]
23 Apr 2020, 9:00 pm
The US Nuclear Regulatory Commission (NRC) Staff issued SECY-20-0034 on April 22, informing the NRC Commissioners of the Staff’s plan to exercise enforcement discretion for licensee noncompliance with regulatory requirements resulting from illnesses or other factors caused by the coronavirus (COVID-19) public health emergency (PHE). [read post]
28 Jan 2024, 10:01 am
’ What goes wrong at the EPO, in the view of staff and IPQC? [read post]
23 Oct 2015, 3:00 am
Yesterday, Corp Fin released its first Staff Legal Bulletin on shareholder proposals in three years – Staff Legal Bulletin No. 14H. [read post]
5 Jun 2017, 5:46 am
Additional Resources: Authorities: Florida nursing home employee secretly recorded seniors having sex, March 24, 2017, 10 News On Your Side More Blog Entries: Concussions, Brain Injuries From Falls in Nursing Homes Occurring at “Unprecedented” Rates, April 25, 2017, Nursing Home Fall Attorney Blog [read post]
2 Apr 2009, 5:41 am
The SEC Staff on M&A We have posted the transcript of our popular webcast: â [read post]
1 May 2024, 9:00 am
For followers of this blog and the FTC, the Guidance will ring familiar as another recent attempt by the FTC to declare law through guidance, analogous to the FTC’s revised Health Products Compliance Guidance in December 2022. [read post]
9 Jul 2024, 3:15 am
The Division staff will review selected beneficial ownership reports to assess compliance with the new, shortened filing deadlines and issue comments as necessary to improve required disclosures. [read post]
19 Apr 2007, 4:36 pm
The content is selected and updated daily by information professionals on the staff of the Inner Temple Library. [read post]
24 Oct 2021, 1:48 am
Continue reading › The post Elderly Neglect and Abuse Stemming from Staff Shortages Could Affect Maryland Residents appeared first on Maryland Nursing Home Lawyer Blog. [read post]
20 Nov 2014, 8:48 am
(WIMS) Publishers of WIMS Daily Environmental HotSheet Jeff Dauphin, President Interlochen, MI 49643 E-Mail: jd@ecobizport.com Environmental Business Portal: http://www.ecobizport.com BLOG: http://enewsusa.blogspot.com/ [read post]
23 Dec 2008, 2:11 pm
The staff at the Crown Heights Community Mediation Center have been blogging for a few months. [read post]
19 Oct 2011, 5:26 pm
The LexisNexis Staff will review all comments through October 21, 2011, and then make final determinations for the top 25 blogs. [read post]
21 Feb 2009, 7:54 am
He was the Law Blog's second staff writer since its launch in January 2006. [read post]
3 Nov 2017, 4:18 am
A few days ago, Corp Fin issued Staff Legal Bulletin No. 14I – it’s first SLB on shareholder proposals in two years. [read post]
29 Sep 2020, 10:00 pm
Following significant pushback from the regulated community, FERC and NERC Staff jointly announced in a new white paper that filings and other submissions to FERC describing violations of cybersecurity reliability standards would be entirely nonpublic. [read post]
29 Sep 2020, 10:00 pm
Following significant pushback from the regulated community, FERC and NERC Staff jointly announced in a new white paper that filings and other submissions to FERC describing violations of cybersecurity reliability standards would be entirely nonpublic. [read post]
