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27 Feb 2008, 10:00 am
PSLRA § 104, passed as it was shortly after Central Bank, merely makes explicit the SEC's long-recognized right of action against aiders and abettors and reinforces the notion of private-action liability under §10(b) as to primary violators, and thus seems like an action taken to limit the fallout from Central Bank, and not, as the Court asserts, to implicitly reject the notion of any private 10b-5 actions… [read post]
27 Jun 2023, 9:05 pm
This post comes to us from Madison Condon, associate professor at Boston University School of Law. [read post]
12 Apr 2010, 1:45 pm
[By: Warner Norcross & Judd | In: Insurance Law]- Select Private Insurance Reforms In Health Reform...useful chart and timetable from Boston-based national law firm, Foley Hoag. [read post]
3 Dec 2009, 8:51 pm
. **** December 1 Sponsor: 100 Women In Hedge Funds Event: Annual Holiday Cheer at Saks Fifth Avenue in Greenwich Location: Greenwich, CT December 1 - December 2 Sponsor: Institutional Investor Event: Emerging Markets Infrastructure Summit Location: Mumbai December 1 - December 2 Sponsor: C5 Event: Corporate Financial Restructuring in Russia & CIS Location: Moscow, Russia December 1 - December 2 Sponsor: Second Market Event: Women’s Alternative Investment Summit Location: New… [read post]
16 Jun 2012, 5:31 am
” Retailers Association of Massachusetts President Jon Hurst told the Boston Herald, “Why not banks, why not office buildings, why not government buildings? [read post]
7 Jan 2016, 9:21 am
Please find Norges Bank’s decision here and belowPlease find the Council on Ethics’ summary of its recommendation here and the full recommendation here and below.ZTE Corp is a privately operated state owned enterprise with substantial private investment in its securities. [read post]
1 Oct 2012, 3:00 am
October 10-12 Sponsor: ICBI Event: Fund Forum USA 2012 Location: Boston, MA October 11-12 Sponsor: ALTSO Event: 9th Annual Hedge Fund Rocktoberfest Location: New York, NY October 16 Sponsor: Bloomberg L.P. [read post]
11 Feb 2009, 2:23 pm
The private bank invested $3.2 billion in client assets with Madoff. [read post]
14 Jun 2010, 9:03 pm
The Boston-based, nonprofit, and EXTREMELY formidable National Consumer Law Center (“NCLC”), along with co-counsel, has brought four class action lawsuits on behalf of the residents of Massachusetts that challenge the failure of Wells Fargo Bank, Bank of America, J.P. [read post]
5 Apr 2018, 7:55 pm
According to the reasoning in Simien, the bank’s operating environment would discourage noncompliance with applicable law, and would create incentives for accuracy in record-keeping, lest the bank run into problems with regulators and its business suffer gravely.[9]But the reasonableness of such reliance by the testifying witness’s organization cannot said to have been established in a case where the affiant does not even identify by name the entity whose records are to… [read post]
30 Jul 2008, 6:45 pm
Referencing the PWG principles and guidelines regarding private pools, he said that, while private pools of capital bring many advantages to the capital markets, they also pose challenges, including systemic risk and investor protection. [read post]
22 Jan 2016, 6:00 am
Texas Bar Private Insurance Exchange The Texas Bar Private Insurance Exchange is a multi-carrier private exchange designed for State Bar of Texas members and their staff and dependents. [read post]
28 Jan 2011, 5:00 am
SEC looks at Cahill, Goldman Sachs link by Frank Phillips in the Boston Globe The US Securities and Exchange Commission has delivered subpoenas to the state treasurer’s office in a wide-ranging request for documents concerning dealings between investment banking giant Goldman Sachs and former treasurer Timothy P. [read post]
20 Jul 2018, 3:41 am
And just because these companies are privately-held, doesn’t mean they won’t have to explain the impact of the new standard to their boards, audit committees, banks and investors. [read post]
7 Jan 2010, 12:30 pm
Schloss was Chairman of DLJ Merchant Banking since 1995. [read post]
11 Jan 2021, 8:55 am
Denning, Director, Boston Field Office, U.S. [read post]
1 Mar 2010, 12:27 am
March 2 Sponsor: Advanced Fund Administration Event: Advanced Fund Administration - GAIM Cayman Party Location: Cayman Islands March 3 Sponsor: FTF Event: Surviving a Hedge Fund Operational Due Diligence Location: Boston, MA March 3 Sponsor: 100 Women in Hedge Funds Event: A Ringside Seat on Wall Street: Meet Joe Perella Location: New York, NY March 3 Sponsor: Living Group Event: UCITS: Marketing for New Markets Location: London March 4 Sponsor: FTF Event: How to Launch a Hedge… [read post]
9 Aug 2014, 2:00 pm
We face a cyber threat in multiple forms: from private criminal actors to nation-state actors, ranging in purpose from identity and data theft to espionage and destruction. [read post]
17 May 2011, 4:05 am
You used $40,000 to make down payment on a home, and put the other $30,000 in a bank account. [read post]
14 Feb 2022, 12:25 pm
Morrone involved subscription agreements sold to European investors from the company’s office in Boston. [read post]
