Search for: "CITIGROUP GLOBAL MARKETS INC" Results 181 - 200 of 428
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24 Jan 2014, 12:57 am by Kevin LaCroix
In many jurisdictions, corporate officials sued for their actions undertaken in their corporate capacity may be able to defend themselves in reliance on the “business judgment rule. [read post]
24 Jan 2014, 12:57 am by Kevin LaCroix
In many jurisdictions, corporate officials sued for their actions undertaken in their corporate capacity may be able to defend themselves in reliance on the “business judgment rule. [read post]
15 Jan 2014, 6:21 am by Adam Weinstein
From 2004 through October 2008, Anglin was a registered representative of Citigroup Global Markets, Inc. [read post]
13 Jan 2014, 2:48 pm by WIMS
<> Green Bond Principles Created to Help Issuers and Investors Deploy Capital for Green Projects - Bank of America Corporation (NYSE: BAC), Citigroup Inc. [read post]
13 Feb 2013, 2:50 pm by James Hamilton
Oral argument was held before a Second Circuit panel reviewing a district court’s decision refusing to approve a proposed consent judgment between the SEC and Citigroup Global Markets, Inc. because it did not have adequate information to determine whether the proposed consent judgment was fair, reasonable, adequate, and in the public interest. [read post]
4 Feb 2013, 7:29 am by Editorial Board
On January 24, Impac Funding Corp. settled a lawsuit brought by Citigroup Global Markets Inc. alleging violations of Sections 18 and 20 of the Securities Exchange Act and negligent misrepresentation based on alleged misstatements in the Pooling and Servicing Agreement for an RMBS trust. [read post]
28 Jan 2013, 6:15 am by D. Daxton White
Last May, Finra ordered broker-dealers of four major banks, Wells Fargo & Co., Citigroup Global Markets Inc., Morgan Stanley and UBS Financial Services Inc., to pay $9.1 million in fines and restitution for selling such funds “without reasonable supervision and for not having a reasonable basis for recommending the securities. [read post]
31 Oct 2012, 6:38 am by Neil Rosenbaum
Citigroup Global Markets, Inc., where the Southern District of New York held that it could not approve a settlement that similarly permitted the defendant to settle without admitting to any of the allegations against it. [read post]
16 Oct 2012, 4:05 pm
Since the mortgage crisis, banks are under pressure regarding their profits, which haven’t been helped by unimpressive investment returns and unspectacular capital market activities. [read post]
21 Aug 2012, 1:34 pm by Steve Bainbridge
Citigroup Global Markets Inc., in support of the district court's order that refused to approve the proposed... [[ This is a content summary only. [read post]
21 Aug 2012, 12:40 pm by Securites Lawprof
Citigroup Global Markets Inc., in support of the district court's order that refused to approve the proposed settlement between the parties.... [read post]
20 Aug 2012, 10:10 am by James Hamilton
Citigroup Global Markets, Inc., 11-5227-CV, CA-2)In March of this year, a Second Circuit panel stayed the district court proceedings after concluding that the SEC and Citigroup have a strong likelihood of success in their appeal of and effort to overturn the district court’s ruling. [read post]
10 Aug 2012, 3:13 pm
European and US regulators have been looking into whether a number of financial institutions rigged LIBOR, which is considered the global benchmark interest rate for banks to borrow from other banks in the London interbank market. [read post]