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23 Jan 2023, 11:23 am by Unknown
The latest such case involved Nexo Capital Inc., which agreed to pay the SEC $22.5 million and to pay multiple state jurisdictions over $24 million. [read post]
The Securities and Exchange Commission (SEC) Thursday charged Nexo Capital Inc. with failing to register a security that allowed consumers to earn interest on cryptocurrency. [read post]
19 Jan 2023, 2:01 pm by Mark Astarita
The Securities and Exchange Commission today charged Nexo Capital Inc. with failing to register the offer and sale of its retail crypto asset lending product, the Earn Interest Product (EIP). [read post]
13 Jan 2023, 6:31 am
We manage assets on behalf of institutional and individual clients, across a full spectrum of investment strategies, asset classes, and regions. [read post]
13 Jan 2023, 6:31 am
We manage assets on behalf of institutional and individual clients, across a full spectrum of investment strategies, asset classes, and regions. [read post]
10 Jan 2023, 12:08 pm by Steve Bainbridge
MCG Capital Corp., 392 F.3d 650 (4th Cir. 2004), in which plaintiff claimed that the firm’s CEO had misrepresented his college career, the court rejected plaintiff’s argument that management’s integrity is always material. [read post]
9 Jan 2023, 9:01 pm by renholding
Walgreens After more than seven years of litigation, Walgreens, Inc. [read post]
5 Jan 2023, 2:22 pm by Kevin LaCroix
Allegations relate to the financial crisis from over a decade ago where a number of financial institutions – including Deutsche Bank Securities, RBS Securities, and Wachovia Capital Markets – misled investors within offering documents on various securities issued by NovaStar. [read post]
3 Jan 2023, 1:47 pm by Kevin LaCroix
Several different types of lawsuits contributed to the overall number of securities suit filings in 2022, particularly the numbers of securities lawsuit filings relating to SPACs, relating to COVID-19, and relating to cryptocurrency and other digital assets. [read post]
1 Jan 2023, 2:54 pm by Russell Knight
Pax/Indianapolis, Inc., 627 NE 2d 185 – Ill: Appellate Court, 1st Dist., 2nd Div. 1993 In addition to sending constant correspondence to the opposing side, you can schedule a deposition which is, effectively, a meeting with the other side to ask them where the missing discovery is…while they answer under oath. [read post]
16 Dec 2022, 6:31 am
Strine, Jr.; and Stakeholder Capitalism in the Time of COVID (discussed on the Forum here) by Lucian Bebchuk, Kobi Kastiel, and Roberto Tallarita. [read post]
16 Dec 2022, 6:31 am
Strine, Jr.; and Stakeholder Capitalism in the Time of COVID (discussed on the Forum here) by Lucian Bebchuk, Kobi Kastiel, and Roberto Tallarita. [read post]
15 Dec 2022, 10:23 am by The White Law Group
”  This comes after Blackwells Capital filed a similar proxy statement on December 5, 2022, to replace AR Global as the external manager of Global Net Lease (GNL), formerly known as American Realty Capital Global Trust inc. [read post]
15 Dec 2022, 8:00 am by CFM Admin
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
15 Dec 2022, 4:00 am by CFM Admin
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
9 Dec 2022, 7:04 am by Joanna Herzik
One targeted attorney received an email that states,”Hi, I work with MCJ ASSETS, LLC. [read post]
9 Dec 2022, 6:34 am
Proxy Season Posted by Subodh Mishra, Institutional Shareholder Services, Inc., on Thursday, December 8, 2022 Tags: Corporate purpose, Corporate Social Responsibility, ESG, Esg governance, EU, Human rights [read post]