Search for: "Capital Funding, LLC"
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7 May 2009, 11:07 am
As I mentioned above, Venture Capital funds love preferred stock, and they can’t get it from an “S” corporation. [read post]
8 Feb 2021, 6:12 am
”[2] The DOJ indicted David Gentile, the founder of GPB, Jeffry Schneider, the owner and CEO of Ascendant Capital LLC, and Jeffrey Lash, a former managing partner of GPB relating to the fraud. [read post]
5 Mar 2019, 6:54 am
As previously reported, both the SEC and FINRA have reportedly commenced investigations into GPB Capital Holdings, LLC (“GPB”). [read post]
13 Feb 2010, 9:32 pm
The inside information was given to him by an ex-UBS Securities LLC executive. [read post]
22 Dec 2009, 9:37 am
Pacific Cornerstone Capital, Inc. of Irvine, California, and it's CEO were fined a total of $750,000 by the Financial Industry Regulatory Authority (FINRA) for making false and misleading statements to purchasers of Cornerstone Industrial Properties LLC and CIP Leveraged Fund Advisors LLC. [read post]
9 May 2012, 7:13 am
Waters Capital LLC ("Waters Capital"), have been charged by the Securities and Exchange Commission ("SEC") with creating bogus private placements - Port Huron Partners LP and Port Huron Partners II LP (collectively "Port Huron Funds") - and bilking investors out of at least $780,000. [read post]
2 Jan 2016, 7:58 am
Claren Road’s fund freeze follows several others in the high yield space that our firm is tracking including the Third Avenue Focused Credit Fund and Stone Lion Capital Partners. [read post]
12 Feb 2021, 10:48 am
The Commission wants to give this person broad powers over “non-privileged books, records, and account statements for the entities and assets” related to GPB Capital Holdings’ portfolio companies and funds. [read post]
27 Aug 2015, 9:01 am
Neither Falcon nor ASTA/MAT was a low-risk investment.According to the SEC, Citigroup affiliates made false and misleading representations to investors in those two hedge funds, which collectively raised nearly $3 billion in capital from approximately 4,000 investors before collapsing, without disclosing the real risks of the funds.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
22 Jun 2010, 8:06 am
In Mooring Capital Fund, LLC v Comstock North Carolina, LLC (07 CVS 20852, Wake Co., Business Ct.), 2006 WL 46447078, 2009 NCBC 26, Judge Jolly was ruling on motions to stay, dismiss, and appoint a receiver.In the course of issuing his ruling, the Judge opined, for what appears to be the first time in North Carolina, that, just as directors of a corporation are, the managers of an LLC are protected by the business judgment rule. [read post]
22 Jun 2010, 8:06 am
In Mooring Capital Fund, LLC v Comstock North Carolina, LLC (07 CVS 20852, Wake Co., Business Ct.), 2006 WL 46447078, 2009 NCBC 26, Judge Jolly was ruling on motions to stay, dismiss, and appoint a receiver.In the course of issuing his ruling, the Judge opined, for what appears to be the first time in North Carolina, that, just as directors of a corporation are, the managers of an LLC are protected by the business judgment rule. [read post]
22 Jun 2010, 8:06 am
In Mooring Capital Fund, LLC v Comstock North Carolina, LLC (07 CVS 20852, Wake Co., Business Ct.), 2006 WL 46447078, 2009 NCBC 26, Judge Jolly was ruling on motions to stay, dismiss, and appoint a receiver.In the course of issuing his ruling, the Judge opined, for what appears to be the first time in North Carolina, that, just as directors of a corporation are, the managers of an LLC are protected by the business judgment rule. [read post]
29 Jun 2012, 9:05 pm
SEC Complaint: Harbinger Capital Partners LLC; Philip A. [read post]
24 Nov 2009, 12:19 pm
Nelson ran a Ponzi Scheme using fictitious companies: Capital Mountain Holding Corporation ("CMHC"), Systems XXI, Act I, LLC, and Systems XXI, Act II, LLC. [read post]
6 Sep 2018, 6:06 am
The attorneys at Gana Weinstein LLP are looking into potential actions to help investors ensnared in the 1st Global Capital LLC (1st Global Capital) investment fraud scheme. [read post]
29 May 2009, 10:03 am
Arrow Financial Services 30 Asset Acceptance 62 Atlantic Credit & Finance 46 Cach, LLC 3 Cavalry Portfolio Services, LLC 45 Cresent Recovery LLC 1 Delta Capital Resources, LLC 2 Harvest Credit Management, LLC 1 Hilco Receivables LLC 3 Lionheart Funding LLC 107 LVNV Funding 31 MCM Holdings LLC 2 Merchants Adjustment Services, Inc. 13 Midland Funding LLC 168 NCO Portfolio… [read post]
17 Jun 2011, 1:08 am
In Janus Capital Group, Inc. and Janus Capital Management LLC v. [read post]
2 Feb 2012, 5:28 am
The Securities and Exchange Commission (SEC) has filed a proposed settlement, subject to court approval, for insider trading violations against seven fund managers and analysts along with two multi-billion dollar hedge fund advisory firms, Diamondback Capital Management LLC and Level Global Investors LP. [read post]
9 Sep 2012, 10:00 pm
Whether the transaction “bears the earmarks of an arm’s length negotiation” is the “primary factor” to consider in distinguishing whether funds advanced by an owner constitute a capital contribution or a loan. [read post]
24 Jun 2019, 7:00 am
IGF Partners Realty LLC is the general partner of the IGF Fund and is headquartered in Santa Barbara, California. [read post]
