Search for: "Capital Management Inc."
Results 181 - 200
of 4,136
Sorted by Relevance
|
Sort by Date
29 Nov 2011, 9:42 am
• Garden State Securities, Inc.: $300,000 related to a Medical Capital private placement. [read post]
28 Jun 2018, 11:49 am
On June 1, 2018, the Securities and Exchange Commission settled charges with 13 registered investment advisers to private funds: Bachrach Asset Management Inc., Bilgari Capital LLC, Brahma Management Ltd., Bristol Group Inc., CAI Managers & Co. [read post]
21 May 2019, 6:11 am
According documents filed by The Securities and Exchange Commission’s (SEC) it appears that some of the victims were brought to 1st Global by brokers who formerly worked for Taylor Capital Management (Taylor Capital). [read post]
8 Sep 2017, 3:18 am
—a venture capital arm of online retailer Overstock.com Inc. that invests in blockchain companies—plans to become one of the early adopters. [read post]
17 Jul 2019, 8:22 am
American Realty, under new management, is now called Vereit Inc. [read post]
5 Dec 2011, 9:50 am
Schoenthal, Managing Director at Harvest.Senior debt was arranged by GE Capital and Golub Capital and mezzanine debt by Carlyle Mezzanine Partners. [read post]
3 May 2022, 7:53 am
Davidson & Co, Compass Point, and Northland Capital Markets as co-managers for the offering. [read post]
12 Apr 2022, 7:30 am
The company raised capital through a private offering in 2017, and its stock became effective in 2018, but ceased offering shares in March 2020, due to the COVID-19 pandemic. [read post]
11 Jun 2023, 1:38 am
The Financial Industry Regulatory Authority Inc. last week penalized another broker-dealer, Coastal Equities Inc., over sales in 2018 of private placement managed by GPB Capital Holdings. [read post]
2 Jun 2011, 1:06 pm
Universal Capital Management Inc. v. [read post]
13 Dec 2018, 12:04 pm
The White Law Group announces the filing of a FINRA Arbitration claim against Capital Financial Services, Inc. [read post]
29 Nov 2011, 7:25 am
Medical Solutions Management Inc. has sued Vicis Capital LLC claiming the hedge fund forced it into a medical billing scheme that attracted the attention of the FBI and resulted in two indictments and two guilty pleas.Medical Solutions Management (Pink Sheets; MSMT.PK) alleged in the suit that its unwitting participation in the scheme destroyed the value of the company. [read post]
4 Feb 2011, 7:18 am
Leonardi currently serves as the Chairman and CEO of Northington Partners, Inc., an insurance specialty venture capital and investment banking firm, where he has worked with insurance companies on strategic, investment, capital raising and financial advisory matters. [read post]
1 Jun 2021, 9:50 pm
Prior to joining ABR, Brewer was a director at Sands Capital Management and Partner at Brown Advisory. [read post]
1 Jul 2021, 4:15 pm
Prior to his current position, he was the CEO of Credo Capital Management LLC. [read post]
9 Oct 2006, 7:59 pm
For all of the commotion and controversy that went on regarding the investigation, the Washington Post is reporting that the SEC staff will recommend that the agency not pursue insider trading charges against $7 billion hedge fund Pequot Capital Management Inc., its management team, and former chairman John J. [read post]
30 Sep 2015, 11:28 am
Both REITs are managed by Nicholas Schorsch’s AR Capital. [read post]
21 Nov 2007, 6:42 pm
Cerberus Capital Management asked a trial court in New York City today to declare that United Rentals, Inc., has no contractual basis for forcing the former to buy the latter. [read post]
2 Feb 2015, 3:32 pm
According to InvestmentNews, the accountant for eight non-traded REITs held by real estate manager, American Realty Capital, has resigned. [read post]
4 Dec 2017, 1:49 pm
The securities attorneys at Gana LLP are investigating potential claims against former Capital Securities Management Inc. broker Teryl Trenchard (Trenchard). [read post]
