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20 Jul 2023, 9:01 pm by renholding
While we did not make reference in The New Paradigm to Adam Smith, often called the father of capitalism, it is notable that Smith published The Theory of Moral Sentiments (in which he recognized that a harmonious society is one that is able to balance and moderate the self-interests of its various participants, – i.e., stakeholders and ESG) well before he wrote The Wealth of Nations (in which he advocated for free and open markets – i.e., capitalism). [read post]
13 Jul 2023, 12:22 pm by The White Law Group
      Eugene Kim (Gene Kim) was affiliated with the following firms during his career, among others:      09/18/2022 – 09/19/2022, INNOVATION X ADVISORS (CRD#:322292), ROCKVILLE, MD08/25/2015 – 07/22/2022, NATIONAL ASSET MANAGEMENT, INC. [read post]
12 Jul 2023, 9:05 pm by renholding
Two companies overcame a negative ISS recommendation to get a nominee elected: WisdomTree, Inc. and Alkermes Plc. [read post]
12 Jul 2023, 8:05 am
At the Atlantic, Adam Serwer critiques Justice Thomas's analysis of the original meaning of the Fourteenth Amendment's Equal Protection Clause in the Court's Students for Fair Admissions, Inc. v. [read post]
11 Jul 2023, 12:51 am by Chris Manes
If a receipt of large amounts of taxable capital gain occurs this year, and the taxpayer is a resident at the time of receipt, the gains will be included in the resident’s California gross income. [read post]
5 Jul 2023, 12:52 pm by The White Law Group
These filings included audited financial statements and were related to GPB Capital Holdings, LLC (GPB Capital). [read post]
3 Jul 2023, 6:31 am
Posted by Lindsey Stewart, Morningstar, Inc., on Monday, July 3, 2023 Editor's Note: Lindsey Stewart is Director of Investment Stewardship Research at Morningstar, Inc. [read post]
3 Jul 2023, 6:31 am
Posted by Lindsey Stewart, Morningstar, Inc., on Monday, July 3, 2023 Editor's Note: Lindsey Stewart is Director of Investment Stewardship Research at Morningstar, Inc. [read post]
29 Jun 2023, 6:31 am
The world’s largest asset manager, Blackrock, Inc., noted in a comment letter to the US Department of Labor regarding pension fund regulation that, as ESG data has become more accessible, the firm has developed a better understanding of financially relevant ESG information, and ESG funds that incorporate financially relevant ESG data have become more common. [read post]
29 Jun 2023, 6:31 am
The world’s largest asset manager, Blackrock, Inc., noted in a comment letter to the US Department of Labor regarding pension fund regulation that, as ESG data has become more accessible, the firm has developed a better understanding of financially relevant ESG information, and ESG funds that incorporate financially relevant ESG data have become more common. [read post]
27 Jun 2023, 9:01 pm by renholding
While shareholder proposals that limit management entrenchment can add value to a company,[27] others may not. [read post]
22 Jun 2023, 7:35 am by The White Law Group
Advisor Group was originally owned by insurer American International Group, Inc, which sold it to Lightyear Capital in 2016. [read post]
20 Jun 2023, 8:17 am by The White Law Group
  Holts was reportedly affiliated with the following firms during his career:   10/09/2020 – 07/15/2021, WORLD CAPITAL BROKERAGE, INC. [read post]
20 Jun 2023, 7:26 am by Silver Law Group
According to FINRA Disciplinary actions for May 2023, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Albert Foronda   Spartan Capital Securities, LLC   Worden Capital Management LLC   Mark Miranda   Spartan Capital Securities, LLC  … [read post]