Search for: "CitiGroup, Inc." Results 181 - 200 of 1,115
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
SEC awarded stay in "no contest" settlement case
19 Mar 2012, 10:48 am by Stikeman Elliott LLP
Court of Appeals for the Second Circuit issued a stay of proceedings in a case brought against Citigroup Global Markets Inc. by the Securities and Exchange Commission. [read post]
Canadian Securities Law Online - http://www.canadiansecuritieslaw.com/
Citi Settles FHFA’s $3.5B RMBS Suit
3 Jun 2013, 10:33 am by Editorial Board
On May 28, the FHFA, acting on behalf of Fannie Mae and Freddie Mac, dismissed its lawsuit against Citigroup Inc. and certain of its affiliates and employees after reaching a settlement with defendants. [read post]
Financial Industry Review - http://blogs.orrick.com/financial/
Read Our Guest-Post: Hall Street Meets S. Maestri Place
4 May 2009, 11:09 pm
Loree Jr: Guest Blogger Victoria VanBuren Discusses the Role of Federal Arbitration Act Section 10(a)(4) After Citigroup Global Markets, Inc. v. [read post]
Disputing - http://www.karlbayer.com/blog
Disputing capacity to execute power of attorney
5 Jan 2009, 2:02 pm
In Citigroup Global Markets, Inc. v. [read post]
Wills, Trusts & Estates Prof Blog - http://lawprofessors.typepad.com/trusts_estates_prof/
Citi Haults Gulf Coast Foreclosures
4 Jul 2010, 10:03 am by Gallagher & Associates Law Firm
Citi Halts Gulf Coast Foreclosures Citigroup Inc., the recipient of a $45 billion taxpayer bailout, will suspend foreclosures in coastal areas hit by the BP oil spill in the Gulf of Mexico. [read post]
Gallagher & Associates Law Firm - http://gallagherlaw.blogspot.com/
Chancery Court Dismisses Shareholder Claims Against Citigroup for Failure to Monitor Subprime Risks But Allows Waste Claim for CEO Pay
24 Feb 2009, 2:34 pm
In Re Citigroup Inc. [read post]
Delaware Corporate and Commercial Litigation Blog - http://www.delawarelitigation.com/
CAFC Affirms TTAB's Dismissal of CITIBANK's Opposition to CAPITAL CITY BANK
29 Mar 2011, 2:47 am by John L. Welch
Citigroup, Inc. v. [read post]
The TTABlog - http://thettablog.blogspot.com/
Institutional Investment Securities Round-Up: Citigroup Agrees to $3.5M FINRA FIne Related to Subprime RMBS, Ex-Broker Consents to $600K CFTC Fine Over Alleged Options Trading Scam, and Senate Ag Chair Presses Regulators To Fully Implement Dodd-Frank
29 May 2012, 6:05 pm
Citigroup Global Markets Inc. [read post]
Institutional Investor Securities Blog - http://www.institutionalinvestorsecuritiesblog.com/
Wachovia taken over by Citigroup; the fear of the times?
29 Sep 2008, 7:39 am
"Wachovia did not fail," the F.D.I.C. said, "rather it is to be acquired by Citigroup Inc. on an open-bank basis with assistance from the F.D.I.C. [read post]
IPBiz - http://ipbiz.blogspot.com/
FINRA Faked Out By Move
4 Nov 2016, 6:02 am
Citigroup Global Markets, Inc., Defendant/Appellee (Opinion; 9 Cir.; 14-56650, 14-CV-04418 / November 4, 2016). [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Securities Industry Commentator by Bill Singer Esq
10 Jan 2020, 1:41 am
In the Matter of Prudential Investment Management Services LLC, Respondent (FINRA AWC)FINRA Fines Citigroup Global Markets Inc. [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Court of Chancery Reaffirms The Business Judgment Rule
24 Feb 2009, 7:58 am
In re Citigroup Inc. [read post]
Delaware Business Litigation Report - http://www.delawarebusinesslitigation.com/
Court of Chancery Reaffirms The Business Judgment Rule
24 Feb 2009, 7:58 am
In re Citigroup Inc. [read post]
Delaware Business Litigation Report - http://www.delawarebusinesslitigation.com/
American Lawyer Piece on Firm's Citigroup Case
1 Dec 2011, 1:58 pm
–based broker-dealer Citigroup Global Markets Inc., so "their claims should not be subject to FINRA arbitration. [read post]
Securities Fraud Attorney Blog - http://www.securitiesfraudattorneyblog.com/
Russell v. Citigroup Inc. – Language in Revised Arbitration Agreement Torpedoes its Application to Pending Class Action
15 Apr 2014, 11:16 am by John Lewis
Citigroup, Inc., Case No. 13-5994 (6th Cir. [read post]
Employment Class Action Blog - http://www.employmentclassactionreport.com/
HSBC Securities, Citigroup Global Markets Inc., UBS Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., and Interactive Brokers LLC Among Firms Disciplined by NYSER
21 Oct 2007, 11:50 am
Citigroup Global markets Inc: Find $300,000â€â [read post]
Stock Broker Fraud Blog - http://www.stockbrokerfraudblog.com/
FINRA Fines Four Firms for Sales of Leveraged and Inverse ETFs
1 May 2012, 2:22 pm by Securites Lawprof
FINRA announced that it sanctioned Citigroup Global Markets, Inc; Morgan Stanley & Co., LLC; UBS Financial Services; and Wells Fargo Advisors, LLC a total of more than $9.1 million for selling leveraged and inverse exchange-traded funds (ETFs) without reasonable supervision... [read post]
Securities Law Prof Blog - http://lawprofessors.typepad.com/securities/
No. 2 U.S. Bank to Slash 52,000 Jobs
18 Nov 2008, 5:35 pm
Citigroup Inc. just revealed plans to cut 52,000 jobs—15 percent of its workforce—by early 2009. [read post]
Total Bankruptcy - http://www.totalbankruptcy.com/blog
Severstal to Sell $1.5 Billion in Bonds
16 May 2008, 4:50 am
The Russian steelmaker controlled by billionaire Alexei Mordashov, will likely use Citigroup Inc., ABN Amro and Credit Suisse, to organize the sale whose promotional tour may start in two weeks. [read post]
DealBook - http://dealbook.blogs.nytimes.com/?=rss2
5th holds Manifest disregard of the law no basis for vacating arbitration award
8 Apr 2009, 9:03 pm
Citigroup Global Markets, Inc v Bacon,____F.3d___(5th Cir. [read post]
Adjunct Law Prof Blog - http://lawprofessors.typepad.com/adjunctprofs/