Search for: "Commissioner Allen" Results 181 - 200 of 624
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16 Nov 2009, 4:14 am by Broc Romanek
California (Finally) Extends Securities Exemptions to Nasdaq Capital Market Issuers Some news from Allen Matkins: On August 17th, the California Corporations Commissioner certified the Nasdaq Capital Market under two key provisions of the Corporate Securities Law of 1968. [read post]
20 Apr 2016, 1:50 am
 As reported in BuzzFeed, Marsh bid to paint this second mural, but the commissioners went with a different, cheaper artist. [read post]
14 Sep 2011, 9:44 am by Ted Allen
“We applaud the SEC’s Commissioners for their leadership and hard work over the years in bringing forward rules on the use of the proxy to nominate corporate directors. [read post]
20 Mar 2012, 7:27 pm by Ted Allen
SEC Chairman Mary Schapiro, Commissioner Luis Aguilar, former SEC chairman Arthur Levitt, the CFA Institute, the Consumer Federation of America, and the AFL-CIO are among those who have raised concerns about the broad reach of the House legislation. [read post]
11 Apr 2012, 4:15 pm by Ted Allen
 In an unusual display of dissent, Commissioner Luis Aguilar criticized the staff study for failing to make such a recommendation. [read post]
22 May 2009, 11:29 am
" The SEC's two Republican commissioners, Kathleen Casey and Troy Paredes, both voted against the access proposal. [read post]
10 Jun 2008, 11:22 pm
A judge forced the company into arbitration over the proceedings, and a settlement with the Allens was reached. [read post]
29 Jun 2007, 10:04 am
Annette Nazareth, one of two Democratic commissioners on the SEC, noted her support for the commissioners to address the issue. [read post]
4 Sep 2008, 1:39 pm
Recall that the ordinance requiring doctors who perform abortions to have nearby hospital admitting privileges was passed by the Vanderburgh County Commissioners with practically no public notice. [read post]
13 Mar 2007, 9:31 am
On March 5, Commissioner Paul Atkins, who opposed the 2003 draft rule, said the SEC might hold public meetings on the topic. [read post]
22 Jun 2013, 8:55 am by Gritsforbreakfast
After leading reform efforts, both Chairmen Allen and Madden faced challengers in the following election cycle who tried to paint them as soft on crime. [read post]
30 Oct 2020, 6:01 am
Bush, Bush International LLC, on Sunday, October 25, 2020 Tags: Corporate purpose, Corporate Social Responsibility, Diversity, ESG, Human capital, Reputation, Shareholder primacy, Shareholder value, Stakeholders Statement by Commissioners Lee and Crenshaw on No-Action Relief for Non-Compliance with the Customer Protection Rule Posted by Allison Herren Lee and Caroline A. [read post]
15 Jun 2009, 6:50 am
Before joining Congress in January, he served as a state lawmaker, Michigan's lottery commissioner, and a city councilman. [read post]
6 Sep 2011, 5:44 pm by Ted Allen
Schapiro was one of three commissioners who backed Rule 14a-11 in a 3-2 vote in August 2010. [read post]
14 Jul 2010, 11:52 am by Ted Allen
  During today’s meeting, Commissioner Kathleen Casey said she hopes that proxy infrastructure issues do not languish as the SEC deals with an “onslaught of required rulemakings” from the Dodd-Frank legislation over the next 18 months. [read post]